Rochester Investment Fraud and Securities Lawyer
An investment and securities fraud attorney represents victims of wrongdoing involving stocks, bonds, private placements, options, and other securities. Typical matters include broker misconduct, unauthorized trading, unsuitable recommendations, omissions of material fact, Ponzi schemes, and market manipulation. These lawyers pursue recovery through FINRA arbitration or court, negotiate settlements, and hold financial professionals accountable under state and federal securities laws.
With more than 45 years of experience and over $175 million recovered for clients, the Rochester investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to help local investors pursue financial recovery.
Whether your losses stem from unauthorized trading, private‑placement fraud, churning, Ponzi schemes, or another form of misconduct, founder and attorney Robert Pearce will protect your interests and pursue the parties responsible for your losses.
Experienced Securities Fraud Counsel for Rochester Investors
We represent Rochester‑based investors and understand the hurdles presented by New Hampshire’s Uniform Securities Act (RSA 421‑B). If you suspect you’ve been wronged, call us for a no‑cost consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Rochester.
From fraud involving high‑net‑worth portfolios to modest nest eggs that still deserve protection, we guide clients through FINRA arbitration, SEC investigations, and other recovery avenues throughout Rochester:
- Granite Ridge – A hill‑top enclave where median listing prices hover around $675,000, drawing physicians and tech executives whose large brokerage accounts are vulnerable to complex options strategies gone awry.
- Downtown Rochester – Historic lofts and mixed‑use conversions with a median price near $870,000 attract entrepreneurs seeking private placements, increasing the risk of fraudulent offerings.
- East Rochester – Established waterfront properties (median $637,000) often held by retirees depending on fixed‑income portfolios that can be exposed to unsuitable high‑yield bond recommendations.
- Gonic & Crown Point – Golf‑course and estate‑style homes where corporate managers consolidate rollover IRAs, occasionally facing excessive trading or fee abuse.
How Our Investment Fraud Lawyers Help Recover Your Losses
Since 1980 our firm has served investors statewide, handling a wide array of claims under both FINRA rules and New Hampshire statutes such as RSA 421‑B:5‑501 (fraud and misrepresentation) and RSA 421‑B:5‑502 (untrue statements in the sale of securities). We represent clients in matters including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce guides clients from evidence collection through FINRA arbitration or litigation. We navigate the complexities of securities regulations and FINRA to pursue maximum recovery.
A Tailored Strategy for Your Investment Fraud Claim
Every situation is unique. Our attorneys investigate the details of your claim and create a plan designed around your objectives. With an in‑depth understanding of securities regulations, we are committed to securing the strongest possible outcome for you.
Contact the Rochester Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732‑2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
