Investment Fraud Lawyers Serving Orlando
An Orlando investment fraud lawyer helps you recover money lost to the misconduct of a dishonest broker or financial advisor. Central Florida investors are frequently targeted by Ponzi schemes, unsuitable investment recommendations, and unauthorized trading carried out by brokerage firms that put their own commissions ahead of your interests. If a financial professional you trusted gambled away your savings, you have the right to hold that person and their firm accountable.
The Law Offices of Robert Wayne Pearce, P.A. has been fighting for defrauded investors like you for over 45 years, recovering more than $185 million for clients harmed by investment fraud. Our attorneys handle these claims against brokerage firms and securities dealers through FINRA arbitration, state court, and federal securities litigation.
We bring four decades of extensive experience to cases like yours. Call (800) 732-2889 today for a free, confidential consultation about your investment losses.
Investigations of Orlando, Florida Brokers by the Law Offices of Robert Wayne Pearce
The Law Offices of Robert Wayne Pearce, P.A. maintains an active roster of broker investigations on secatty.com, several of which involve financial professionals based in the greater Orlando, Florida area. Among brokers with more than one documented customer dispute, Claudio Gambin, registered with MML Investors Services in Orlando, has two customer complaints, one settled in favor of investors and another denied, involving allegations of misleading statements about a non-variable life insurance policy and unauthorized transfer of funds to pay insurance premiums. In nearby Winter Park, former Private Client Services broker Garth James Lurvey has four reported customer-dispute disclosures, including a 2010 complaint alleging misrepresentation in the sale of a variable annuity, with the broader pattern of complaints centering on claims of unsuitable investment recommendations. The firm’s Orlando-area investigations also reference brokers who previously worked in Orlando before relocating, such as Douglas Walter Campbell, whose past registrations included UBS Financial Services and Morgan Stanley offices in Orlando, and who has faced two settled customer disputes alleging unsuitable investing, negligence, and poor account diversification.
Investment Fraud Cases We Handle in Orlando
Investment fraud takes many forms, and our attorneys handle the full range of misconduct that harms Orlando investors. The cases below represent the violations we see most often when a broker or financial advisor puts personal gain ahead of a client.Why Choose Robert Wayne Pearce as Your Orlando Investment Fraud Lawyer?
Recovering money lost to investment fraud depends heavily on the experience of the attorney standing beside you. The right Orlando investment fraud lawyer brings a proven track record, understands how brokerage firms defend these claims, and knows how to build a case that holds them accountable.
- 45+ Years of Experience: Robert Wayne Pearce has handled investment fraud cases for over four decades, giving our firm an inside understanding of how brokerage firms defend themselves.
- $185 Million Recovered: Our firm has recovered $185 million for clients harmed by investment fraud across the country.
- 99%+ Success Rate: Mr. Pearce has recovered funds for over 99% of his clients through court litigation, arbitrations, and settlements nationwide and internationally.
- 200+ Cases Tried: Attorney Pearce has tried over 200 cases to trial verdict or arbitration award, with only 4 losses for clients in his career.
- No Fees Unless We Win: We represent clients on a contingency basis, meaning you pay nothing unless we recover for you.
Meet Your Securities Fraud Attorneys
Robert Wayne Pearce
Securities Lawyer
Adam Kara Lopez
Securities LawyerHow Investment Fraud Claims Work Through FINRA Arbitration in Florida
Most investment fraud claims in Florida are resolved through FINRA arbitration rather than a traditional courtroom trial. When you opened your brokerage account, you most likely signed an agreement requiring that any dispute be settled through this process instead of the courts.
The arbitration process generally moves through these stages:
- You file a Statement of Claim with FINRA that details the misconduct and the investment losses you suffered.
- FINRA appoints a neutral panel of arbitrators to hear and decide your case.
- Both sides exchange documents and evidence during the discovery phase.
- The hearing is held at the FINRA venue closest to the claimant's residence.
We understand that facing this process can feel intimidating when you are already coping with a serious financial loss, and we will guide you through every stage. Arbitration is generally faster and less burdensome than court litigation, with most cases reaching a hearing or settlement within twelve to eighteen months of filing.
How Investment Fraud Cases Work in Florida
Recovering your investment losses in Florida follows a clear three-step path that you and your attorney walk together from start to finish.
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Step 1
Free Case Evaluation and Account Review
We sit down with you to review your investment history, account statements, and broker communications. Together we identify the securities violations that caused your losses. -
Step 2
Filing Your FINRA Statement of Claim
We prepare the supporting evidence, retain expert witnesses when your case calls for them, and file your claim against every responsible party. -
Step 3
Arbitration Hearing or Settlement
We negotiate aggressively for a fair settlement and stand ready to present your case at the FINRA arbitration hearing when one becomes necessary. -
Let's Talk
Contact Our Experienced Orlando Investment Fraud Attorneys Now for a Free Consultation Get A Free Consultation
You should never have to face a brokerage firm and its team of lawyers on your own. We understand how isolating it feels to discover that a trusted financial advisor cost you money you worked years to build. We will fight to recover what was taken from you.
Florida law places strict time limits on when an investment fraud claim can be filed, so acting quickly protects your legal options and your right to compensation. The Law Offices of Robert Wayne Pearce, P.A. has fought for defrauded investors for over four decades. Call (800) 732-2889 today for a free, confidential consultation.
Other Areas in Florida We Serve Investors
The Law Offices of Robert Wayne Pearce, P.A. represents defrauded investors throughout Florida, including the following areas:Orlando Investment Fraud F.A.Q
How long do I have to file an investment fraud claim in Florida?
Florida applies a two-year statute of limitations and a five-year statute of repose to investment fraud claims, and FINRA arbitration carries its own six-year eligibility rule for filing. Because these deadlines are strict and can be easy to miss, you should speak with a fraud lawyer as soon as you suspect that misconduct has occurred.
How much does it cost to hire an investment fraud lawyer?
We represent investors on a contingency fee basis, which means there are no upfront costs and you owe an attorney fee only if we recover money for you. Your initial consultation is always free and completely confidential, so there is no financial risk in finding out whether you have a claim.
Can I recover my losses if my broker is no longer registered?
Yes, the broker’s current registration status does not block your investment fraud claim. The brokerage firm that employed the broker faces independent liability for its failure to supervise. Claims are typically filed against both the individual broker and the employing firm.
How long does a FINRA arbitration case take?
Most FINRA arbitration cases reach a hearing or settlement within twelve to eighteen months of filing. Cases that involve forensic accountants or several responsible parties may take somewhat longer, and your attorney keeps you informed at every stage of the arbitration process.