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    Home » Independent Brokerage Firm Investigations

    • Sagepoint Financial, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Brokerage Firm Review: Berthel, Fisher & Company Financial Services, Inc.
    • Brokerage Firm Review: FSC Securities Corporation
    • Brokerage Firm Review: Nationwide Planning Associates Inc.
    • Brokerage Firm Review: Questar Capital
    • Brokerage Firm Review: Financial West Group
    • Brokerage Firm Review: Cantella & Co.
    • Brokerage Firm Review: CUNA Brokerage Services, Inc.
    • Brokerage Firm Review: Cutter & Company, Inc.
    • Brokerage Firm Review: Investment Centers of America, Inc.
    • Brokerage Firm Review: Fifth Third Securities, Inc.
    • Brokerage Firm Review: Lincoln Financial Securities Corporation
    • Brokerage Firm Review: Citigroup Global Markets Inc.
    • Brokerage Firm Review: The Huntington Investment Company
    • Brokerage Firm Review: Citizens Securities, Inc.
    • Brokerage Firm Review: Coastal Equities, Inc.
    • Brokerage Firm Review: Dawson James Securities, Inc.
    • Brokerage Firm Review: Farmers Financial Solutions, LLC
    • Brokerage Firm Review: RBC Capital Markets, LLC
    • Brokerage Firm Review: Pruco Securities, LLC
    • Brokerage Firm Review: Hightower Securities, LLC
    • First Republic Securities Company, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Arkadios Capital Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Wintrust Investments LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Next Financial Group Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Capital Investment Group, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • The Strategic Financial Alliance, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Aegis Capital Corp Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Oppenheimer & Co Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Morgan Stanley Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • LPL Financial Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Brokerage Firm Review: UBS Financial Services
    • Stifel Nicolaus Customer Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Raymond James Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Spartan Capital Securities Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Edward Jones Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Wells Fargo Advisors Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Sigma Financial Corporation Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Ameriprise Financial Services Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Waddell & Reed Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Concourse Financial Group Securities Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Ladenburg Thalmann & Co. Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Securities America, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Triad Advisors LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • PlanMember Securities Corporation Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Grove Point Investments, LLC Grove Point f/k/a H. Beck, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Robert W. Baird & Co. Incorporated Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Osaic Wealth, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Merrill Lynch Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Cambridge Investment Research Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Calton & Associates Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • MML Investors Services  Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • TIAA-CREF Individual & Institutional Services, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Northwestern Mutual Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Avantax Investment Services, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Maxim Group Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Cetera Advisors LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Park Avenue Securities Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Kestra Investment Services, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Equitable Advisors, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Lincoln Investment Planning Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • D.A. Davidson & Co. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • CUSO Financial Services Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Harbour Investments, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Ausdal Financial Partners, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Cadaret, Grant & Co., Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Money Concepts Capital Corp. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Lincoln Financial Advisors Corporation Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Parkland Securities, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Prospera Financial Services, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • David Lerner Associates, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Independent Financial Group, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Janney Montgomery Scott Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • J.W. Cole Financial, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Newbridge Securities Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Geneos Wealth Management, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Vanderbilt Securities, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Voya Financial Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Founders Financial Securities LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Kovack Securities Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • LaSalle St Securities, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Hornor, Townsend & Kent, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Transamerica Financial Advisors, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Equity Services, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Hilltop Securities Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • PFS Investments Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • CFD Investments, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Commonwealth Financial Network Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Fortune Financial Services, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Paulson Investment Company LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Wedbush Securities Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Silver Oak Securities, Incorporated Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • The Leaders Group, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Dinosaur Financial Group, LLC Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Lifemark Securities Corp Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Moloney Securities Co., Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • The O.N. Equity Sales Company Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Infinity Financial Services Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • Truist Investment Services, Inc. Complaints, Lawsuits & Reviews – How to Sue for Your Losses
    • United Planners’ Financial Services of America A Limited Partner Complaints, Lawsuits & Reviews – How to Sue for Your Losses

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  • "Highly Recommended"

    “Highly recommended. Bob Pearce represented my elderly parents when they realized they had been swindled out of their life savings by an unscrupulous investment firm that headquartered the elderly. Bob was very thorough and patient and remained our attorney after both of our parents died and six siblings had to decide if and how to proceed with our lawsuit. Bob explained all issues well, under-promising and over delivering. He also made himself available for a multitude of phone calls as we had to come together in our decisions which involved six siblings in three different cities and time zones and in two languages (English & Spanish). In the end, we won our [investment loss] case and the award was higher than expected.”

    - Sonia Diaz-Batson -
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