Unsuitable Investments

Boca Raton Unsuitable Investments LawyerMatching Investment Strategies With Investor Goals Is Required Under FINRA Rules for All United States Stockbrokers

In every broker-investor relationship, the broker must assess what the investor's goals are as well as his or her risk tolerance. This assessment is based on a number of key factors, including the investor's stated objectives, risk tolerance, financial condition and tax status. It is the broker's responsibility to only pursue investments suitable for that investor based on these factors.

When a broker recommends unsuitable investment strategies, it can leave the investor vulnerable to unnecessary risk. If you have lost money that could be connected to an investment that did not fit with your needs, speak to experienced attorneys in the recovery of losses due to unsuitable investments at offices located in Boca Raton, Fort Lauderdale, Miami or West Palm Beach, Florida about whether you have a good claim against the stockbroker to recover your losses.

Representing clients throughout Florida and nationwide. Please contact our South Florida law office online, or call 561-338-0037 to schedule your free consultation.

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The Attorneys Who Know the "Suitability Rule" in South Florida

State and federal laws prohibit brokers and advisors from recommending investments that are not suitable for a particular client's needs. The Law Offices of Robert Wayne Pearce, P.A., offers clients more than 35 years of experience handling unsuitability claims and a broad range of other securities law matters nationwide from its South Florida offices.

These cases can be quite complex and are often very difficult to prove. Attorney Pearce has the resources to investigate unsuitability claims and present the case in a way that supports your position. The firm diligently pursues every possible option in an effort to recover the losses you have suffered. Whether through litigation or negotiation, Mr. Pearce is a lawyer committed to doing whatever it takes to secure the justice you deserve throughout Florida and nationwide.

Free Initial Consultation With Attorneys Who Can Handle Your Unsuitable Investments Problems

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in unsuitable investment disputes and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, and commodities and investment law disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We can also arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere if we believe you have a viable case or defense.
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Phone Numbers: 800-732-2889 561-338-0037
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