Tarpon Springs Florida Securities Misrepresentation Attorney
Tarpon Springs Florida has a number of stock brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisory offices, comes the potential for their stockbrokers, financial advisors, and other representatives to make misrepresentations about investing in securities (stocks, bonds, options, mutual funds, REITs, Junk Bonds, Hedge Funds, Structured Products, etc.) they are selling, the strategies they are recommending (margin, short selling, option) and to engage in many other kinds of stockbroker fraud and stockbroker misconduct which violates Federal and Florida securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
For example, Larry Grossman of Tarpon Springs Florida allegedly committed fraud by misrepresenting clients on their investment and neglecting to inform his clients about compensation he received on their investments. Mr. Grossman, former investment advisor for his firm Sovereign International Asset, allegedly told his investors that his firm was a strong and highly profitable investment advising firm while in reality it was very much the opposite. Mr. Grossman pooled all his clients’ funds into a bank account which he then invested in Nikolai Battoo, who promised substantial returns. The Securities and Exchange Commission (SEC) alleged that Mr. Grossman acted in a conflict of interest and neglected to inform his clients of the commissions Mr. Battoo paid him to steer his clients to offshore funds. According to the SEC, Mr. Grossman was paid approximately $3.3 million in undisclosed compensation arrangements which were court order to be disgorged. In his settlement, Mr. Grossman lost his securities license and agreed to a fine in an amount to be later determined.Experienced Securities Lawyers Who Represent Investors With Misrepresentation Claims In FINRA Arbitrations Throughout Tarpon Springs Florida and Nationwide
Are you a Tarpon Springs Florida investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Tarpon Springs Florida stockbroker or investment advisor, misrepresent facts about the securities, investments or strategies they were recommending or otherwise mismanage your investment account? If so, you need representation by experienced, highly-rated and nationally recognized FINRA arbitration attorneys who know FINRA rules and procedures and how to handle these FINRA arbitration cases and other complex legal issues.
By hiring a top rated securities attorney like Robert Wayne Pearce with over 40 years of experience with investment misrepresentation claims on both sides of the table in FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best securities attorneys to recover your investment losses for all types of stockbroker fraud and stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors with securities misrepresentation claims and many other kinds of securities law and investment disputes in FINRA arbitration and mediation proceedings. We handle a wide range of practice areas besides securities misrepresentation and stockbroker fraud claims such as stockbroker breach of fiduciary duty, stockbroker negligence, failure to supervise stockbrokers, and unsuitable recommendations by stockbrokers. Attorney Pearce and his staff represent investors throughout Tarpon Springs Florida and across the United States on a CONTINGENCY FEE basis, which means you pay nothing - NO FEES-NO COSTS - unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced lawyers who successfully handle securities misrepresentation, stockbroker fraud, stockbroker misconduct and other investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in FINRA arbitrations serving Tarpon Springs Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.