Securities Attorney Robert Wayne Pearce Beats UBS Again! – WINS $6,138,000 FOR HIS CLIENT

It appears that UBS and its attorneys have not learned the lessons taught by the investment fraud lawyers at the Law Offices of Robert Wayne Pearce.

In this latest case., attorney Robert Wayne Pearce secured a $6,138,000 FINRA arbitration award in January 2026 after UBS refused to settle or mediate with this customer.

UBS advisors recommended the UBS customer take out a loan to exercise his Compass Inc. stock options pre-IPO, then steered him into a misleading “risk reversal” strategy and prepaid equity collars that ultimately destroyed more than 90% of his Compass shares. After two weeks of hearings, the panel awarded full compensatory damages, interest, and costs.

This is one of four consecutive wins Mr. Pearce has secured against UBS, totaling over $13.3 million.

Click here for the full details about UBS investment loss lawyer and FINRA attorney Robert Pearce’s work.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for over 45 years and his securities law firm focuses primarily on helping investors recover losses from investment fraud while also defending financial professionals in regulatory actions and employment disputes within the securities industry. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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