Pennsylvania investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., have extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of Pennsylvania.

Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?

You need an investment fraud lawyer who is dedicated to protecting your rights as a Pennsylvania-based investor.

For more than four decades, we have assisted investors in addressing stockbroker misconduct. We recognize the stress and frustration that investment fraud can cause, and we are dedicated to guiding you through the legal proceedings to hold accountable those at fault.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here. We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Pennsylvania law as it applies to investment fraud cases. Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call our Philadelphia office line at (800) 732-2889.

Definition of Investment Fraud and Securities Fraud

Investment fraud, also known as securities fraud, refers to the use of deceptive techniques, such as disseminating false or misleading information, to influence investors’ decisions, often leading to significant financial losses. Unscrupulous brokers might go as far as committing outright theft of funds or securities from investors.

Example Scenario: An investor is persuaded by their broker to put a large portion of their retirement savings into a high-risk, illiquid investment. The broker downplays the risks, misrepresents the potential returns, and pressures the investor to make a quick decision. The investment ultimately fails, leading to significant losses for the investor.

When you first hired your broker-dealer, it’s likely that you trusted them to put your best interests first. Unfortunately, many brokers and financial advisors don’t live up to their fiduciary duty or have committed outright securities fraud. They might mislead you about investments, conceal risks, engage in excessive trading (churning) to generate commissions, or overcharge you with hidden fees.

Perdas em investimentos? Nós podemos ajudar

Discuta suas opções legais com um advogado do The Law Offices of Robert Wayne Pearce, P.A.

Obtenha uma consulta gratuita

ou entre em contato conosco pelo telefone (800) 732-2889.

Robert Pearce

Pennsylvania and Federal Laws That Protect Investors

Pennsylvania investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards include:

  • Key Laws and Regulations
    • Pennsylvania Securities Act: The cornerstone of Pennsylvania investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
    • Pennsylvania Associations Code: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
    • Pennsylvania Unfair Trade Practices and Consumer Protection Law (UTPCPL): This broad law empowers investors to take action against unfair or deceptive investment practices.
  • Governing Agencies
    • Pennsylvania Department of Banking and Securities: This agency is the primary watchdog for the Pennsylvania securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
    • Office of the Pennsylvania Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm Pennsylvania investors.
  • National Regulatory Bodies
    • FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.

Useful Resources

How our Pennsylvania Securities Law Attorneys Can Help You

While investment losses are sometimes inevitable, brokers who engage in fraudulent activities can be held legally accountable. If you suspect you’ve fallen prey to investment fraud, it’s crucial to reach out to a seasoned investment fraud attorney who has expertise in these matters. Additionally, notifying regulatory organizations such as the SEC or FINRA may be necessary to address potential market manipulation or insider trading.

The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve.

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Here’s how our knowledgeable and experienced investment fraud law firm can advocate for you:

  • Represent & Advise: We’ll stand as your legal representative, advising you on your rights and options throughout the process.
  • Investigate & Analyze: We’ll thoroughly investigate your case, meticulously analyzing financial documents and potential fraudulent schemes to uncover evidence of wrongdoing.
  • Identify Liable Parties: We’ll work strategically to identify all potentially liable parties, including brokers, financial advisors, and financial institutions.
  • File Complaints & Lawsuits: We’ll file formal complaints with regulatory agencies (such as the SEC or FINRA) and, when necessary, initiate lawsuits to protect your interests.
  • Litigate & Negotiate: We are skilled litigators ready to fight aggressively for you in court or arbitration. Additionally, we’ll negotiate tirelessly to secure the most favorable settlement possible.
  • Recover Losses: Our ultimate goal is to recover your financial losses and protect you from further harm. We are results-driven and committed to achieving the maximum financial recovery you deserve.

Posso recuperar minhas perdas com investimentos?

In order to recover your investment losses, you must prove that your broker-dealer or financial advisor violated the Pennsylvania Securities Act, breached their fiduciary duty to you as an investor or was negligent in advising you and/or managing your account.

Na maioria dos casos, isso significa entrar com uma ação de arbitragem da FINRA contra a corretora e/ou o representante.

A maioria dos casos de fraude em títulos é tratada pela FINRA (Financial Industry Regulatory Authority) em vez de ser levada ao sistema judicial.

A arbitragem da FINRA é uma forma simplificada e econômica de resolver disputas entre investidores e seus corretores sem ir ao tribunal - ela também permite que você receba indenizações punitivas, que não estão disponíveis no tribunal civil.

As an investor, you have certain rights that must be respected and protected.

We’re currently investigating several financial firms and stockbrokers who may have been the subject of customer complaints, may be facing legal action, and who may have acted unethically and committed fraud in Pennsylvania, including:

 

Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients

Somente nos últimos 20 anos, Robert Pearce recuperou mais de US$ 175 milhões para seus clientes investidores. De fato, ele recuperou fundos para mais de 99% de seus clientes investidores por meio de várias vias de recuperação, incluindo acordos, arbitragens e litígios judiciais. 

No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.

Robert Pearce lutará por seus direitos dia após dia para obter a recuperação a que você tem direito.

O que um advogado especialista em fraude em investimentos pode fazer pelos investidores?

O que um advogado especialista em fraude em investimentos pode fazer pelos investidores?

advogados de fraude de investimento

Um advogado especializado em fraudes de investimentos ajuda os investidores a recuperar perdas de investimentos que perderam devido a um consultor financeiro ou corretor que não agiu em seu melhor interesse. Normalmente, o advogado ajudará o investidor a recuperar suas perdas por meio de um processo chamado arbitragem da FINRA.

Perdas de investimento? Vamos conversar.

ou entre em contato conosco pelo telefone 800-732-2889.

Depoimentos de clientes


What Are the Statute of Limitations?

In investment fraud cases, acting quickly is crucial due to the statutes of limitations under both Pennsylvania and federal law, which impose deadlines for filing legal claims. In Pennsylvania, the deadline to file for securities fraud is generally one year from when the fraud was discovered, or should have been discovered with reasonable diligence, and no more than five years after the act or transaction constituting the violation. On the federal level, the statute of limitations is typically five years from the date of the fraudulent act or two years from when the fraud should have been discovered. It’s essential to consult with an attorney promptly to ensure your claim is filed within these time limits.

Contact a Pennsylvania Securities and Investment Fraud Attorney Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Pennsylvania investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

Se você é um investidor que recentemente sofreu perdas de investimento devido a possíveis fraudes em títulos ou investimentos, queremos ajudar.

If you have questions about how to move forward, contact our team online or call our Philadelphia office line at (800) 732-2889 for a free confidential consultation with a Pennsylvania securities lawyer. We will fight aggressively for your financial recovery and for justice.

Nosso escritório de advocacia trabalha com clientes em todo o estado:

  • Philadelphia
  • Pittsburgh
  • Allentown
  • Reading
  • Erie
  • Upper Darby
  • Scranton
  • Bethlehem
  • Bensalem
  • Lancaster
  • Harrisburg
  • Haverford
  • Altoona
  • York
  • State College
  • Wilkes-Barre
  • Norristown
  • Chester
  • Bethel Park
  • Williamsport

Robert Wayne Pearce has decades of first-hand experience in FINRA securities arbitration, and is one of the preeminent experts in this matter both nationwide and internationally.