Charlotte investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., have extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of North Carolina.
Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?
After 40 years of helping investors, we truly understand the frustration and stress that comes with being a victim of investment fraud, and we are here to help you navigate the legal process and hold those responsible accountable.
Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here.
We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to North Carolina law as it applies to investment fraud cases.
Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call our Charlotte office line at (800) 732-2889.
Definition of Investment Fraud and Securities Fraud
Investment fraud, often referred to as securities fraud, occurs when deceptive tactics are employed, such as disseminating false or misleading information, to coax investors into making decisions that lead to significant financial losses. Unscrupulous brokers might go as far as to commit outright theft of investors’ funds or securities.
Example Scenario: A broker convinces an investor to allocate a substantial part of their retirement funds to a high-risk, illiquid asset. The broker minimizes the associated risks and exaggerates the potential gains, urging the investor to decide swiftly. This investment eventually collapses, resulting in major financial losses for the investor.
When you initially enlisted the services of your broker-dealer, you probably expected them to prioritize your interests. Sadly, numerous brokers and financial advisors fail to meet their fiduciary responsibilities or even engage in outright securities fraud. They may deceive you about investment opportunities, hide associated risks, excessively trade (known as churning) to earn commissions, or impose hidden fees that overcharge you.
Perdas em investimentos? Nós podemos ajudar
Discuta suas opções legais com um advogado do The Law Offices of Robert Wayne Pearce, P.A.
ou entre em contato conosco pelo telefone (800) 732-2889.
How our North Carolina Securities Law Attorneys Can Help You
Certainly, experiencing losses is a natural aspect of investing, but when brokers engage in fraudulent activities, they may be held legally accountable. If you suspect you’ve fallen prey to investment fraud, it’s crucial to consult with a lawyer specializing in investment fraud cases. Additionally, it might be necessary to report the situation to regulatory authorities such as the SEC or FINRA, especially if there’s a possibility of market manipulation or insider trading.
The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve.
If you’ve incurred losses due to the negligence or fraud of a stockbroker or advisor, the simplest way to determine if you have a viable case is by contacting our office at 800-732-2889. Here is how our skilled and experienced investment fraud law firm can represent and support you:
Posso recuperar minhas perdas com investimentos?
In order to recover your investment losses, you must prove that your broker-dealer or financial advisor violated the Federal securities laws, North Carolina Securities Act, breached their fiduciary duty to you as an investor, acted negligently or failed to follow industry rules and regulations.
Na maioria dos casos, isso significa entrar com uma ação de arbitragem da FINRA contra a corretora e/ou o representante.
A maioria dos casos de fraude em títulos é tratada pela FINRA (Financial Industry Regulatory Authority) em vez de ser levada ao sistema judicial.
A arbitragem da FINRA é uma forma simplificada e econômica de resolver disputas entre investidores e seus corretores sem ir ao tribunal - ela também permite que você receba indenizações punitivas, que não estão disponíveis no tribunal civil.
Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients
Somente nos últimos 20 anos, Robert Pearce recuperou mais de US$ 175 milhões para seus clientes investidores. De fato, ele recuperou fundos para mais de 99% de seus clientes investidores por meio de várias vias de recuperação, incluindo acordos, arbitragens e litígios judiciais.
Nenhuma empresa de fraude de investimento pode garantir os mesmos resultados ou resultados semelhantes em um determinado caso. Entretanto, ao contratar o Law Offices of Robert Wayne Pearce, P.A., você pode dormir tranquilo sabendo que está em mãos qualificadas e capazes. O advogado Robert Pearce representou centenas de investidores em seus 40 anos de carreira e, somente nos últimos 20 anos, recuperou mais de US$ 175 milhões para seus clientes investidores.
Robert Pearce lutará por seus direitos dia após dia para obter a recuperação a que você tem direito.
O que um advogado especialista em fraude em investimentos pode fazer pelos investidores?
Um advogado especializado em fraudes de investimentos ajuda os investidores a recuperar perdas de investimentos que perderam devido a um consultor financeiro ou corretor que não agiu em seu melhor interesse. Normalmente, o advogado ajudará o investidor a recuperar suas perdas por meio de um processo chamado arbitragem da FINRA.
Perdas de investimento? Vamos conversar.
ou entre em contato conosco pelo telefone 800-732-2889.
Depoimentos de clientes
North Carolina and Federal Laws That Protect Investors
North Carolina investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards include:
- Key Laws and Regulations
- North Carolina Securities Act: The cornerstone of North Carolina investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
- North Carolina Business Corporation Act: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
- North Carolina Unfair and Deceptive Trade Practices Act (UDTPA): This broad law empowers investors to take action against unfair or deceptive investment practices.
- Governing Agencies
- North Carolina Securities Division: This agency is the primary watchdog for the North Carolina securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
- Office of the North Carolina Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm North Carolina investors.
- National Regulatory Bodies
- FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.
Useful Resources
- North Carolina Securities Division: https://www.sosnc.gov/divisions/securities
- Office of the North Carolina Attorney General, Consumer Protection Division: https://ncdoj.gov/protecting-consumers/
- FINRA: https://www.finra.org/
- SEC – https://www.sec.gov/
What Are the North Carolina Statute of Limitations?
In North Carolina, the statute of limitations for fraud is generally 3 years from the time of discovery of the fraud. However, the statute of limitations for securities fraud under the North Carolina Securities act is similarly 3 years from the time of discovery, but no more than 5 years from the date of the contract for sale of the securities.
Types of Investment and Securities Fraud Cases We Can Help Represent You With
Investment fraud in North Carolina encompasses a variety of tactics used by unscrupulous brokers and advisors. Common schemes include unsuitable investments, where recommendations do not align with the investor’s needs, and forced liquidation, involving the unauthorized sale of securities. Ponzi schemes promise high returns but operate fraudulently.
Excessive trading, or churning, generates commissions for advisors at the investor’s expense. Misrepresentation and omission involve providing misleading information, while breaches of fiduciary duty prioritize the advisor’s interests. Unauthorized trading and failure to supervise further jeopardize investor assets.
Other prevalent frauds include overconcentration, theft of funds, mutual fund sales violations, and conflicts of interest. Additionally, investors may encounter cryptocurrency fraud, private placements, and microcap fraud. These practices highlight the need for vigilant oversight and informed decision-making.
Contact a Charlotte North Carolina Securities and Investment Fraud Attorney Today
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. North Carolina investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
Se você é um investidor que recentemente sofreu perdas de investimento devido a possíveis fraudes em títulos ou investimentos, queremos ajudar.
If you have questions about how to move forward, contact our team online or call our Charlotte office line at (800) 732-2889 for a free confidential consultation with a North Carolina securities lawyer. We will fight aggressively for your financial recovery and for justice.
Nosso escritório de advocacia trabalha com clientes em todo o estado:
- Charlotte
- Raleigh
- Greensboro
- Durham
- Winston-Salem
- Fayetteville
- Cary
- Wilmington
- High Point
- Concord
- Asheville
- Greenville
- Jacksonville
- Chapel Hill
- Apex
- Huntersville
- Burlington
- Rocky Mount
- Gastonia
- Indian Trail
Robert Wayne Pearce has decades of first-hand experience in FINRA securities arbitration, and is one of the preeminent experts in this matter both nationwide and internationally.