New Hampshire Investment Fraud Lawyer

New Hampshire investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of New Hampshire.

Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?

You need an investment fraud lawyer who is dedicated to protecting your rights as a New Hampshire-based investor.

We have 45 years’ experience helping clients and understand the frustration and stress that comes with being a victim of investment fraud, and we are here to help you navigate the legal process and hold those responsible accountable.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here. We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to New Hampshire law as it applies to investment fraud cases. Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call our Manchester NH office line at (800) 732-2889.

What is Investment Fraud and Securities Fraud?

Investment fraud, often equated with securities fraud, involves deceptive tactics such as using false or misleading information to influence investors’ decisions, leading to significant financial losses. In some cases, dishonest brokers may even engage in the direct theft of investors’ funds or securities.

All forms of investment fraud aim to deceive investors into taking actions that benefit the perpetrator financially. This may include schemes like fraudulent representations, churning, unsuitable recommendations, Ponzi schemes, pump-and-dump schemes, or the sale of unregistered securities. Securities fraud is an illegal or unethical activity for which there are civil remedies.

“Did you know that in the first quarter of 2023, The FTC has reported nearly 50,000 individual cases of investor fraud with an estimated $1.9 Billion in total losses?”

Brokers, broker-dealers, and investment advisers often sell new and exotic investment products to earn high commissions and profits, regardless of whether their clients are prepared to handle potential losses. These complex investment products and strategies, which are suitable only for a small portion of investors willing to take significant risks, are sometimes used to obscure excessive trading and risk within accounts.

Example Scenario: A broker convinces an investor to allocate a substantial portion of their retirement funds into a high-risk, illiquid investment. The broker minimizes the associated risks, overstates the potential returns, and urges the investor to make a hasty decision. Eventually, the investment collapses, resulting in considerable financial losses for the investor.

When you first hired your broker-dealer, it’s likely that you trusted them to put your best interests first. Unfortunately, many brokers and financial advisors don’t live up to their fiduciary duty or have committed outright securities fraud. They might mislead you about investments, conceal risks, engage in excessive trading (churning) to generate commissions, or overcharge you with hidden fees.

Perdas em investimentos? Nós podemos ajudar

Discuta suas opções legais com um advogado do The Law Offices of Robert Wayne Pearce, P.A.

Obtenha uma consulta gratuita

ou entre em contato conosco pelo telefone (800) 732-2889.

New Hampshire and Federal Laws That Protect Investors

New Hampshire investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards include:

• Key Laws and Regulations
  
  • New Hampshire Uniform Securities Act: The cornerstone of New Hampshire investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
  • New Hampshire Business Corporations Act: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
  • New Hampshire Regulation of Business Practices for Consumer Protection: This broad law empowers investors to take action against unfair or deceptive investment practices.
    
• Governing Agencies
  • New Hampshire Bureau of Securities Regulation: This agency is the primary watchdog for the New Hampshire securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
  • Office of the New Hampshire Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm New Hampshire investors.
• National Regulatory Bodies
  • FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.

Useful Resources

• New Hampshire Bureau of Securities Regulation: https://www.sos.nh.gov/securities-information-investors
• Office of the New Hampshire Attorney General, Consumer Protection Division: https://www.doj.nh.gov/consumer/
• FINRA: https://www.finra.org/
• SEC – https://www.sec.gov/ 

How our New Hampshire Securities Law Attorneys Can Help You

Yes, investment losses are a part of investing, but when brokers commit fraud, they can be held legally responsible. If you believe you have been a victim of investment fraud, it is important to contact an investment fraud lawyer with experience handling these types of cases. Regulatory bodies like the SEC or FINRA might also need to be alerted to potential market manipulation or insider trading.

The quicker you take action, the better your chances of securing compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have a strong track record of assisting numerous investors in recouping losses from investment fraud. We will conduct a comprehensive investigation of your case, identify any misrepresentation or fraudulent activities, and vigorously advocate for your right to justice and the compensation you are owed.

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Here’s how our knowledgeable and experienced investment fraud law firm can advocate for you:

• Represent & Advise: We’ll stand as your legal representative, advising you on your rights and options throughout the process.
• Investigate & Analyze: We’ll thoroughly investigate your case, meticulously analyzing financial documents and potential fraudulent schemes to uncover evidence of wrongdoing.
• Identify Liable Parties: We’ll work strategically to identify all potentially liable parties, including brokers, financial advisors, and financial institutions.
• File Complaints & Lawsuits: We’ll file formal complaints with regulatory agencies (such as the SEC or FINRA) and, when necessary, initiate lawsuits to protect your interests.
• Litigate & Negotiate: We are skilled litigators ready to fight aggressively for you in court or arbitration. Additionally, we’ll negotiate tirelessly to secure the most favorable settlement possible.
• Recover Losses: Our ultimate goal is to recover your financial losses and protect you from further harm. We are results-driven and committed to achieving the maximum financial recovery you deserve.

Posso recuperar minhas perdas com investimentos?

In order to recover your investment losses, you must prove that your broker-dealer or financial advisor violated Federal and/or New Hampshire securities laws, breached their fiduciary duty to you as an investor or acted negligently in handling your account. There are many different types of claims and that’s why you need experienced attorneys to help you win your money back.

Na maioria dos casos, isso significa entrar com uma ação de arbitragem da FINRA contra a corretora e/ou o representante.

A maioria dos casos de fraude em títulos é tratada pela FINRA (Financial Industry Regulatory Authority) em vez de ser levada ao sistema judicial.

A arbitragem da FINRA é uma forma simplificada e econômica de resolver disputas entre investidores e seus corretores sem ir ao tribunal - ela também permite que você receba indenizações punitivas, que não estão disponíveis no tribunal civil.

As an investor, you have certain rights that must be respected and protected.

We’re currently investigating several financial firms and stockbrokers who may have been the subject of customer complaints, may be facing legal action, and who may have acted unethically and committed fraud in New Hampshire, including:

• https://www.secatty.com/investigations/alan-stroshine-edward-jones/
• https://www.secatty.com/investigations/michael-fetzner-lpl-financial/
• https://www.secatty.com/investigations/jack-yvars-royal-alliance-associates/
• https://www.secatty.com/investigations/kerry-pope-fidelity-distributors-company/
• https://www.secatty.com/investigations/russell-demarest-mml-investors-services-2/

Some of our Lawyer’s Success Stories Include: 

PRÊMIO DE ARBITRAGEM DA FINRA US$ 2.752.049

Caso nº 10-03554

College Health and Investment, Ltd. v Wells Fargo Advisors LLC

Essa arbitragem da FINRA, realizada pela College Health contra a Wells Fargo Advisors, seguiu-se a um processo judicial federal por cumplicidade com o réu no roubo de fundos da conta de corretagem da holding familiar na empresa.

FINRA ARBITRATION SETTLEMENT $2,500,000

This FINRA Arbitration involved Puerto Rico investors who claimed their Puerto Rico broker-dealer overconcentrated their accounts in Puerto Rico municipal bonds and further made an unsuitable recommendation to “hold” those positions when it knew market conditions were perilous.  The case settled in 2019.

FINRA ARBITRATION AWARD $2,554,896

Case Number [REDACTED]

[REDACTED] et al. v. [REDACTED] et al.

In April 2015, Mr. [REDACTED] became an investment advisor with discretionary authority over multiple accounts for his ex-wife, [REDACTED]. He immediately engaged in a highly leveraged overly concentrated and therefore unsuitable investment strategy which resulted in [REDACTED] losing millions of dollars in several months. The claims in this FINRA Arbitration were settled against two of the Respondents and went to hearing with the third Respondent, [REDACTED]. In September 2021, after 5 days of hearings, the arbitrators awarded Mrs. [REDACTED] $2,554,896.

Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients

Somente nos últimos 20 anos, Robert Pearce recuperou mais de US$ 175 milhões para seus clientes investidores. De fato, ele recuperou fundos para mais de 99% de seus clientes investidores por meio de várias vias de recuperação, incluindo acordos, arbitragens e litígios judiciais. 

No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.

Robert Pearce lutará por seus direitos dia após dia para obter a recuperação a que você tem direito.

O que um advogado especialista em fraude em investimentos pode fazer pelos investidores?

O que um advogado especialista em fraude em investimentos pode fazer pelos investidores?

Um advogado especializado em fraudes de investimentos ajuda os investidores a recuperar perdas de investimentos que perderam devido a um consultor financeiro ou corretor que não agiu em seu melhor interesse. Normalmente, o advogado ajudará o investidor a recuperar suas perdas por meio de um processo chamado arbitragem da FINRA.

Perdas de investimento? Vamos conversar.

ou entre em contato conosco pelo telefone 800-732-2889.

Depoimentos de clientes

What is the Cost to Hire a Securities Attorney?

An initial consultation with a securities attorney is typically free. During this consultation, the lawyer will review your case and give you an estimate of the legal fees. If you decide to move forward with the case, you will typically be asked to sign a contingency fee agreement.

Um contrato de honorários de contingência significa que você só terá de pagar ao advogado se ele for bem-sucedido na recuperação de dinheiro em seu nome. Se o advogado não for bem-sucedido, você não deverá pagar nenhum honorário advocatício.

What Are the Statute of Limitations?

In cases of investment fraud, it is critical to act quickly due to the statutes of limitations under both New Hampshire and federal laws, which impose deadlines for initiating legal claims. In New Hampshire, you typically have 2 years from the discovery of the fraud to file a claim, but no more than 6 years from the date of the violation. On the federal level, the deadline for filing securities fraud cases is usually 5 years from the date of the violation or 2 years from when the fraud was, or should have been, discovered. Consulting with an attorney promptly is essential to ensure your claim is filed within these specified time limits.

Types of Investment and Securities Fraud Cases We Can Help Represent You With

There are a variety of investment fraud tactics that unscrupulous brokers and advisors may use.

Our firm has represented investors who have fallen victim to a wide range of investment fraud tactics, including:

• • Unsuitable Investments: Recommendations not aligned with the investor’s needs.

• • Forced liquidation (forced selling): Broker sold without warning client or advising on margin calls.

• • Ponzi Scheme Fraud: Fraudulent investment operation promising high returns.

• • Excessive Trading (Churning): Excessive transactions to generate advisor commissions.

• • Misrepresentation & Omission: Deceptive or misleading information about investments.

• • Breach of Fiduciary Duty: Prioritizing advisor interests over the client’s best interests.

• • Unauthorized Trading: Executing trades without client permission.

• • Failure to Supervise: Brokerage firms not adequately monitoring advisors.

• • Overconcentration or lack of diversification: Holding too much of a single investment, increasing risk.

• • Theft or Misappropriation of client funds: Brokers stealing money for their own personal use.

• • Mutual Fund Sales Violations: Recommending unsuitable mutual funds or excessive switching.

• • Excessive Markups/Markdowns: Inflated prices when buying/selling securities.

• • Selling Away: The advisor sells unapproved investments outside the firm.

• • Broker & Advisor Negligence: Failure to adhere to industry standards.

• • Margin Abuse: Encouraging excessive margin use, leading to high risks.

• • Conflicts of Interest: Prioritizing advisor/firm profits over client interests.

• • Private Placements: Selling risky, non-registered securities.

• • Cryptocurrency Fraud: Deceitful schemes related to digital currencies.

• • 401(k) Plan Misconduct: Fiduciary breaches affecting retirement plans.

• • Microcap Fraud: Manipulation of stocks of small companies.

• • Mining and Mineral Investment Fraud: Schemes involving fictitious investments in mining or minerals.

• • EB-5 Immigrant Investor Program Fraud: Scams related to obtaining visas through investment.

• • Advance Fee Schemes: Asking for upfront fees in exchange for non-existent investments.

• • Including many more that we can’t fit on this list

Contact a New Hampshire Securities and Investment Fraud Attorney Today “Near Me”

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. New Hampshire investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

Se você é um investidor que recentemente sofreu perdas de investimento devido a possíveis fraudes em títulos ou investimentos, queremos ajudar.

If you have questions about how to move forward, contact our team online or call our Manchester NH office line at (800) 732-2889 for a free confidential consultation with a New Hampshire securities lawyer. We will fight aggressively for your financial recovery and for justice.

Nosso escritório de advocacia trabalha com clientes em todo o estado:

• Manchester
• Nashua
• Concord
• Derry
• Dover
• Rochester
• Salem
• Merrimack
• Londonderry
• Hudson
• Keene
• Bedford
• Portsmouth
• Goffstown
• Laconia
• Milford
• Somersworth
• Claremont
• Exeter
• Hampton

Robert Wayne Pearce has decades of first-hand experience in FINRA securities arbitration, and is one of the preeminent experts in this matter both nationwide and internationally.