Maryland investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of Maryland.

Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?

You need an investment fraud lawyer who is dedicated to protecting your rights as a Maryland-based investor.

We understand the frustration and stress that comes with being a victim of investment fraud, and we are here to help you navigate the legal process and hold those responsible accountable.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here. We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Maryland law as it applies to investment fraud cases. Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call our Baltimore office line at (800) 732-2889.

Definition of Investment Fraud and Securities Fraud

Investment fraud, often referred to synonymously with securities fraud, encompasses the use of deceitful tactics, such as providing inaccurate or misleading details, to sway investors into making decisions that lead to significant financial detriment. Unscrupulous brokers might go as far as directly misappropriating investors’ funds or securities.

Example Scenario: An investor is persuaded by their broker to put a large portion of their retirement savings into a high-risk, illiquid investment. The broker downplays the risks, misrepresents the potential returns, and pressures the investor to make a quick decision. The investment ultimately fails, leading to significant losses for the investor.

Upon initially engaging your broker-dealer, you probably expected them to prioritize your best interests. However, it’s disheartening that numerous brokers and financial advisors fall short of their fiduciary obligations or engage in clear cases of securities fraud. They may provide misleading information about investments, hide associated risks, partake in excessive trading (also known as churning) to rack up commissions, or impose undisclosed fees, resulting in overcharging.

Perdas em investimentos? Nós podemos ajudar

Discuta suas opções legais com um advogado do The Law Offices of Robert Wayne Pearce, P.A.

Obtenha uma consulta gratuita

ou entre em contato conosco pelo telefone (800) 732-2889.

Robert Pearce

Maryland and Federal Laws That Protect Investors

Maryland investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards include:

  • Key Laws and Regulations
    • Maryland Securities Act: The cornerstone of Maryland investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
    • Maryland General Corporation Law: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
    • Maryland Unfair or Deceptive Trade Practices-Consumer Protection Act: This broad law empowers investors to take action against unfair or deceptive investment practices.
  • Governing Agencies
    • Maryland Division of Sceurites: This agency is the primary watchdog for the Maryland securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
    • Office of the Maryland Attorney General (Securities Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm Maryland investors.
  • National Regulatory Bodies
    • FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.

Useful Resources

How our Maryland Securities Law Attorneys Can Help You

Yes, investment losses are a part of investing, but when brokers commit fraud, they can be held legally responsible. If you believe you have been a victim of investment fraud, it is important to contact an investment fraud lawyer with experience handling these types of cases. Regulatory bodies like the SEC or FINRA might also need to be alerted to potential market manipulation or insider trading.

Moving quickly increases your likelihood of securing compensation. At the Law Offices of Robert Wayne Pearce, P.A., we’ve successfully assisted numerous investors in reclaiming their losses stemming from investment fraud. Our comprehensive investigation into your case will aim to reveal any instances of misrepresentation or fraud. We’re committed to advocating for your rights, striving to achieve both justice and the rightful compensation you’re owed.

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Here’s how our knowledgeable and experienced investment fraud law firm can advocate for you:

  • Represent & Advise: We’ll stand as your legal representative, advising you on your rights and options throughout the process.
  • Investigate & Analyze: We’ll thoroughly investigate your case, meticulously analyzing financial documents and potential fraudulent schemes to uncover evidence of wrongdoing.
  • Identify Liable Parties: We’ll work strategically to identify all potentially liable parties, including brokers, financial advisors, and financial institutions.
  • File Complaints & Lawsuits: We’ll file formal complaints with regulatory agencies (such as the SEC or FINRA) and, when necessary, initiate lawsuits to protect your interests.
  • Litigate & Negotiate: We are skilled litigators ready to fight aggressively for you in court or arbitration. Additionally, we’ll negotiate tirelessly to secure the most favorable settlement possible.
  • Recover Losses: Our ultimate goal is to recover your financial losses and protect you from further harm. We are results-driven and committed to achieving the maximum financial recovery you deserve.

Posso recuperar minhas perdas com investimentos?

You must prove that your broker-dealer or financial advisor violated securities statutes, breached their fiduciary duty to you as an investor or were negligent in order to recover your investment losses.

Na maioria dos casos, isso significa entrar com uma ação de arbitragem da FINRA contra a corretora e/ou o representante.

A maioria dos casos de fraude em títulos é tratada pela FINRA (Financial Industry Regulatory Authority) em vez de ser levada ao sistema judicial.

A arbitragem da FINRA é uma forma simplificada e econômica de resolver disputas entre investidores e seus corretores sem ir ao tribunal - ela também permite que você receba indenizações punitivas, que não estão disponíveis no tribunal civil.

As an investor, you have certain rights that must be respected and protected.

We’re currently investigating several financial firms and stockbrokers who may have been the subject of customer complaints, may be facing legal action, and who may have acted unethically and committed fraud in Maryland, including:

Click Here to see more

Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients

Somente nos últimos 20 anos, Robert Pearce recuperou mais de US$ 175 milhões para seus clientes investidores. De fato, ele recuperou fundos para mais de 99% de seus clientes investidores por meio de várias vias de recuperação, incluindo acordos, arbitragens e litígios judiciais. 

No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.

Robert Pearce lutará por seus direitos dia após dia para obter a recuperação a que você tem direito.

O que um advogado especialista em fraude em investimentos pode fazer pelos investidores?

O que um advogado especialista em fraude em investimentos pode fazer pelos investidores?

advogados de fraude de investimento

Um advogado especializado em fraudes de investimentos ajuda os investidores a recuperar perdas de investimentos que perderam devido a um consultor financeiro ou corretor que não agiu em seu melhor interesse. Normalmente, o advogado ajudará o investidor a recuperar suas perdas por meio de um processo chamado arbitragem da FINRA.

Perdas de investimento? Vamos conversar.

ou entre em contato conosco pelo telefone 800-732-2889.

Depoimentos de clientes



What Are the Statute of Limitations?

Acting quickly is crucial in cases of investment fraud due to the statutes of limitations imposed by both Maryland and federal laws, which dictate the time frames for initiating legal actions. In Maryland, the legal deadline to file a fraud claim is usually one year from the discovery of the fraud, but cannot exceed three years. On the federal level, the timeframe for filing securities fraud cases is generally five years from the occurrence of the violation or two years from when the fraud could reasonably have been identified. Consulting with an attorney promptly is essential to make sure your claim is submitted within these specified limits.

Contact a Maryland Securities and Investment Fraud Attorney Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Maryland investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

Se você é um investidor que recentemente sofreu perdas de investimento devido a possíveis fraudes em títulos ou investimentos, queremos ajudar.

If you have questions about how to move forward, contact our team online or call our Baltimore office line at (800) 732-2889 for a free confidential consultation with a Maryland securities lawyer. We will fight aggressively for your financial recovery and for justice.

Nosso escritório de advocacia trabalha com clientes em todo o estado:

  • Baltimore
  • Columbia
  • Germantown
  • Silver Spring
  • Waldorf
  • Frederick
  • Ellicott City
  • Glen Burnie
  • Gaithersburg
  • Rockville
  • Bethesda
  • Dundalk
  • Bowie
  • Towson
  • Aspen Hill
  • Wheaton
  • Bel Air South
  • Potomac
  • Severn
  • North Bethesda

Robert Wayne Pearce has decades of first-hand experience in FINRA securities arbitration, and is one of the preeminent experts in this matter both nationwide and internationally.