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DID THOMAS HENRY DILLON CAUSE YOU INVESTMENT LOSSES?

Thomas Dillon Of Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Dillon of Truist Investment Services, Inc.?

Thomas Dillon

Thomas Dillon (CRD #4260224) who is currently registered as a broker and investment adviser with Truist Investment Services, Inc. and located in Oak Ridge, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Truist Investment Services, Inc., Thomas Dillon was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Thomas Dillon Customer Complaints

Thomas Dillon has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and to date, the customers have not taken any further action.

Allegations Against Thomas Dillon

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customers were unaware that securities transferred in-kind were liquidated until after the transfers occurred.
  • Unsuitable investment recommendations.

Thomas Dillon Red Flags & Your Rights As An Investor

Of course, Thomas Dillon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Dillon at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Dillon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Thomas Dillon

If you have questions about Truist Investment Services, Inc. and/or Thomas Dillon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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