Pennsylvania Securities Account Theft Lawyer
Pennsylvania has thousands of stock brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisory offices, comes the potential for their stockbrokers, financial advisors, and other representatives to transfer cash and/or securities out of your account, that is steal or commit theft and all kinds of other stockbroker misconduct which violates Federal and Pennsylvania securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
For example, Richard David Jameison Jr., a former Registered Principal with New York-based Blackrock Investments, LLC (Blackrock) has been permanently barred by the Financial Industry Regulatory Authority (FINRA). Richard Jameison of Devon, Pennsylvania was found by FINRA to have converted $150,000 from an individual who was not a customer of Blackrock. According to FINRA, Mr. Jameison had the individual, an acquaintance, wire $150,000 into a securities account which was jointly owned by Mr. Jameison and his wife. The money was alleged to be an investment in a business enterprise which Mr. Jameison claimed consisted of a small group of investors, including himself. FINRA found that Mr. Jameison never invested the money but instead converted the funds for his personal use. It is alleged that the acquaintance repeatedly requested that Richard Jameison return his investment plus earnings. Mr. Jameison gave the acquaintance two checks drawn from his jointly held personal accounts, claiming that the monies covered his original investment plus the return on the investment. FINRA also found that the checks were dishonored due to insufficient funds. Consequently, due to his unlawful conduct, Richard Jameison was terminated by Blackrock Investments and the acquaintance and his wife filed a lawsuit against him.Experienced Attorneys With Securities Account Theft Claims In FINRA Arbitrations Throughout Pennsylvania and Nationwide
Are you a Pennsylvania investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Pennsylvania stockbroker or investment advisor transfer assets without your authority to the stockbroker or another party, steal, or otherwise commit theft in your investment account? If so, you will need to have representation from an experienced, highly rated and nationally recognized FINRA arbitration securities law attorney—an attorney who knows FINRA rules and procedures inside and out and how to handle these FINRA arbitration forgery cases and other complex legal issues.
By hiring a top rated lawyer like Robert Wayne Pearce with over 40 years of experience with securities account theft claims by practicing securities law on both sides of the table and handling theft cases in FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle theft cases—he aggressively represents investors and is one of the best lawyers to recover your securities account losses resulting from theft and all types of stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of securities law and investment theft disputes in FINRA arbitration and mediation proceedings. We also handle a wide range of practice areas such as fraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations. Attorney Pearce and his staff represent investors throughout Pennsylvania, and across the United States on a CONTINGENCY FEE basis, which means you pay nothing - NO FEES-NO COSTS - unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced attorneys who successfully handle securities account theft cases and other securities law matters and investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by a lawyer with over 40 years of experience and success in securities account related thefts and all kinds of securities law and investment disputes serving Pennsylvania citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.