DID MICHAEL CARLETON BOOTHE CAUSE YOU INVESTMENT LOSSES?

Michael Carleton Boothe formerly with International Assets Advisory, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Michael C. Boothe formerly with International Assets Advisory, LLC?

Michael Boothe (CRD #2160227) who was formerly registered with International Assets Advisory, LLC and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to International Assets Advisory, LLC, Michael Boothe was associated with IAA Financial, LLC and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

International Assets Advisory, LLC Broker Misconduct

In his career, Michael Boothe has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last two years to recover investment losses. One of Michael Boothe’s 3 customer complaints was settled in favor of investors.  

One of Michael Boothe’s customer complaints was denied by his former employer, and to date, the customer is not taken any further action. There is currently one pending customer complaint filed against Michael Boothe’s former employer International Assets Advisory, LLC for investment losses caused by his alleged misconduct.

Allegations Against Michael Boothe

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged breach of fiduciary duty, negligence, breach of contract, fraud, and violations of FINRA rules relating to trading in common and preferred stocks.
  • Former client alleged unauthorized trading and other losses related to common and preferred stocks and REITs.
  • The client alleged unsuitable investment recommendations, fraud, breach of contract, and negligence related to direct investments.

Michael Boothe Red Flags & Your Rights as An Investor

Of course, Michael Boothe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Boothe at International Assets Advisory, LLC and IAA Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Boothe has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at International Assets Advisory, LLC and IAA Financial, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At International Assets Advisory, LLC

If you have questions about International Assets Advisory, LLC, IAA Financial, LLC and/or Michael Boothe and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.