DID MARGARET ANN LAQUIDARA CAUSE YOU INVESTMENT LOSSES?

Margaret Ann Laquidara Of Cetera Investment Services LLC And Recently With Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Margaret A. Laquidara with Cetera Investment Services LLC?

Margaret Laquidara (CRD #3002290) who is currently registered with Cetera Investment Services LLC and located in South River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Margaret Laquidara was associated with Ameriprise Financial Services, LLC, Investment Professionals, Inc., Raymond James Financial services, Inc., and 5 investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ameriprise Financial Services LLC Broker Misconduct

In her career, Margaret Laquidara has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both customer complaints filed against Margaret Laquidara’s former employer Ameriprise Financial Services, LLC for investment losses caused by her alleged misconduct were denied by the firm.

Allegations Against Margaret Laquidara

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Client alleged that Margaret Laquidara engaged in misconduct and switching from a Brighthouse annuity to a Pacific Life annuity.
  • Client alleged that financial advisor misrepresented to annuity transactions failed to disclose the lack of liquidity and surrender charges.

Margaret Laquidara Red Flags & Your Rights As An Investor

Of course, Margaret Laquidara did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margaret Laquidara at Cetera Investment Services LLC, Ameriprise Financial Services, LLC, Investment Professionals, Inc., and Raymond James Financial services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Margaret Laquidara has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC, Ameriprise Financial Services, LLC, Investment Professionals, Inc., and Raymond James Financial services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC And Ameriprise Financial Services, LLC

If you have questions about Cetera Investment Services LLC, Ameriprise Financial Services, LLC, Investment Professionals, Inc., Raymond James Financial services, Inc. and/or Margaret Laquidara and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.