Nebraska Securities Account Forgery Attorney
Nebraska has thousands of stock brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisory offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in forgery in opening your account and/or transferring cash and/or securities out of your account and all kinds of other stockbroker misconduct which violates Federal and Nebraska securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
For example, Stephen Yarkpazuo Jensen, a former broker employed by Lincoln, Nebraska-based Allstate Financial Services, LLC, has been sanctioned based on FINRA findings that he misappropriated a customer’s funds by taking loans totaling $12,500 against her insurance policy and forging her signature to cash the checks. When the customer received a check at her home address and brought it to Mr. Jensen to return to the insurance company, Mr. Jensen allegedly forged the customer’s endorsement on the check and cashed it. Several months later FINRA stated, Mr. Jensen changed the customer’s mailing address to his office address without her knowledge or consent and applied for additional loans against the customer’s policy and caused the loan proceeds to be mailed to Mr. Jensen’s office. When Mr. Jensen received each check, he allegedly forged the customer’s endorsement and cashed it without her knowledge or consent. FINRA stated the customer was unaware of the loans until she telephoned the insurance carrier to check on the designation of beneficiaries on her insurance policy. When the customer went to Mr. Jensen’s office to pick up documents from the insurance company indicating that there had been loans against her policy and asked Mr. Jensen for an explanation, he said that her policy had been capped but that all the money would be back in her account. FINRA found that Mr. Jensen led the customer to believe that the insurance company had unilaterally taken action in her account. Ultimately, the insurance company cancelled the loans taken against the customer’s policy, and Mr. Jensen was barred from association with any FINRA member in any capacity.Experienced Lawyers With Securities Account Forgery Claims In FINRA Arbitrations Throughout Nebraska and Nationwide
Are you a Nebraska investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Nebraska stockbroker or investment advisor forge your signature or alter information on account opening documents about your investment objectives, risk tolerance or financial condition to make unsuitable recommendations or otherwise mismanage your investment account? If so, you will need to have representation from an experienced, highly rated and nationally recognized FINRA arbitration securities forgery law attorney—an attorney who knows FINRA rules and procedures inside and out and how to handle these FINRA arbitration forgery cases and other complex legal issues.
By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience in forgery cases by practicing securities law on both sides of the table and handling forgery cases in FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle forgery cases—he aggressively represents investors and is one of the best attorneys to recover your investment losses resulting from forged documents to withdraw funds, allow unauthorized persons to access your accounts, to make unsuitable recommendations to appear suitable and all types of stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of securities law and investment forgery disputes in FINRA arbitration and mediation proceedings. We also handle a wide range of practice areas such as fraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations. Attorney Pearce and his staff represent investors throughout Nebraska, and across the United States on a CONTINGENCY FEE basis, which means you pay nothing - NO FEES-NO COSTS - unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced attorneys who successfully handle securities account forgery cases and other securities law matters and investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by a lawyer with over 40 years of experience and success in securities account related forgeries and all kinds of securities law and investment disputes serving Nebraska citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.