Feb 29, 2024

Chad Kennedy of Osaic Wealth, Inc

DID CHAD ERIC KENNEDY CAUSE YOU INVESTMENT LOSSES? Chad Kennedy Of Osaic Wealth, Inc. And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Chad Kennedy Customer Complaint Chad Kennedy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose material information related to the variable annuity contract investment. The FINRA arbitration proceeding was recently filed against Royal Alliance Associates n/k/a Osaic Wealth, Inc. and is still pending. Chad Kennedy Red Flags & Your Rights As An Investor Of course, Chad Kennedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Kennedy at Osaic Wealth, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chad Kennedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Chad Kennedy If you have questions about Osaic Wealth, Inc., Signator Investors, Inc. and/or Chad Kennedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Lisa Jacques of Osaic Wealth, Inc

DID LISA M JACQUES CAUSE YOU INVESTMENT LOSSES? Lisa Jacques Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Jacques Customer Complaint Lisa Jacques has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the redemption of fixed annuities, and purchase of variable annuity contracts were misrepresented resulting in losses. The customer complaint was recently denied by Sagepoint Financial and thus far, does not appear that the investor has filed any arbitration proceedings or taken any other action. Lisa Jacques Red Flags & Your Rights As An Investor Of course, Lisa Jacques did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jacques at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jacques has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Lisa Jacques If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Lisa Jacques and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

John Aguilera of Osaic Wealth, Inc

DID JOHN JOSEPH AGUILERA CAUSE YOU INVESTMENT LOSSES? John Aguilera Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Aguilera Customer Complaint John Aguilera has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative made unsuitable purchases and sales of government and municipal debt, equities, and mutual funds. A customer complaint recently filed with Sagepoint Financial is under review and still pending with the brokerage firm. John Aguilera Red Flags & Your Rights As An Investor Of course, John Aguilera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Aguilera at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Aguilera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To John Aguilera If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or John Aguilera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 4, 2023

Timothy Judson of Osaic Wealth, Inc.

DID TIMOTHY HAROLD JUDSON CAUSE YOU INVESTMENT LOSSES? Timothy Judson Of Osaic Wealth, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Judson Customer Complaints Timothy Judson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Timothy Judson’s employers in favor of the investors. There is currently one customer complaint pending in a FINRA arbitration proceeding against Royal Alliance Associates for Timothy Judson’s alleged misconduct. Allegations Against Timothy Judson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Judson Red Flags & Your Rights As An Investor Of course, Timothy Judson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Judson at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Judson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Timothy Judson If you have questions about Osaic Wealth, Inc.  and/or Timothy Judson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2023

Plato Guerre of Osaic Wealth, Inc.

DID PLATO LOURO GUERRE CAUSE YOU INVESTMENT LOSSES? Plato Guerre Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Plato Guerre Customer Complaint Plato Guerre has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended the unsuitable investment strategy and failed to follow specific instructions from the customer related to exchange traded funds. The customer complaint was recently denied and, to date, the investor has not taken any further action. Plato Guerre Red Flags & Your Rights As An Investor Of course, Plato Guerre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Plato Guerre at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Plato Guerre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Plato Guerre If you have questions about  Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Plato Guerre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Theodore Balthazor of Osaic Wealth, Inc.

DID THEODORE THOMAS BALTHAZOR CAUSE YOU INVESTMENT LOSSES? Theodore Balthazor Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Theodore Balthazor Customer Complaint Theodore Balthazor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were transactions were effected in the client’s account without authorization. Sagepoint Financial recently denied the customer complaint and, to date, the investor has not taken any further action. Theodore Balthazor Red Flags & Your Rights As An Investor Of course, Theodore Balthazor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Balthazor at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Balthazor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Theodore Balthazor If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Theodore Balthazor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2023

Ronald Martin, Jr of Osaic Wealth, Inc.

DID RONALD LANE MARTIN JR CAUSE YOU INVESTMENT LOSSES? Ronald Martin, Jr Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ronald Martin, Jr Customer Complaint Ronald Martin, Jr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations of client’s investment in an interval fund. Royal Alliance Associates settled the customer complaint in favor of the investor. Ronald Martin, Jr Red Flags & Your Rights As An Investor Of course, Ronald Martin, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Martin, Jr at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Martin, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Ronald Martin, Jr If you have questions about Osaic Wealth, Inc. and/or Ronald Martin, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2023

Jerome Kusey of Osaic Wealth, Inc.

DID JEROME THOMAS KUSEY CAUSE YOU INVESTMENT LOSSES? Jerome Kusey Osaic Wealth, Inc. And Formerly With The O.N. Equity Sales Company Has A Customer Complaint For Alleged Broker Misconduct Jerome Kusey Customer Complaint Jerome Kusey has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an exchange of variable annuities which resulted in penalties and lost interest income. The customer complaint is still pending with the brokerage firm. Jerome Kusey Red Flags & Your Rights As An Investor Of course, Jerome Kusey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Kusey at Osaic Wealth, Inc. and The O.N. Equity Sales Company on alert to review carefully the activity and performance of their accounts and question whether Jerome Kusey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and The O.N. Equity Sales Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jerome Kusey If you have questions about Osaic Wealth, Inc., The O.N. Equity Sales Company and/or Jerome Kusey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Ryan Beck of Osaic Wealth, Inc.

DID RYAN ALBERT BECK CAUSE YOU INVESTMENT LOSSES? Ryan Beck Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Beck Customer Complaint Ryan Beck has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized transactions in customer’s account. Royal Alliance Associates recently died the customer complaint and, to date, the investor has not taken any further action. Ryan Beck Red Flags & Your Rights As An Investor Of course, Ryan Beck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Beck at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Beck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Ryan Beck If you have questions about Osaic Wealth, Inc. and/or Ryan Beck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 27, 2023

Scott Embree of Osaic Wealth, Inc.

DID SCOTT C EMBREE CAUSE YOU INVESTMENT LOSSES? Scott Embree Of Osaic Wealth, Inc. And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Embree Customer Complaint Scott Embree has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuity contracts sold customer was not in his best interest and that he has incurred tax penalties because of the investment. The customer complaint was recently filed with MML Investors Services and is still pending. Scott Embree Red Flags & Your Rights As An Investor Of course, Scott Embree did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Embree at Osaic Wealth, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Embree has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc Due To Scott Embree If you have questions about Osaic Wealth, Inc., MML Investors Services, LLC and/or Scott Embree and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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