Jan 20, 2022

Jarrett Dewelde of Equitable Advisors, LLC

DID JARRETT DEWELDE CAUSE YOU INVESTMENT LOSSES? Jarrett Dewelde of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Jarrett Dewelde of Equitable Advisors, LLC? Jarrett Dewelde (CRD #4615195) who is currently registered with Equitable Advisors, LLC and located in Somerville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Jarrett Dewelde was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jarrett Dewelde Customer Complaint Jarrett Dewelde has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the attorney on behalf of the client alleges Jarrett Dewelde made misrepresentations and unsuitable recommendations in the sale of two real estate investment trusts. Jarrett Dewelde’s customer complaint was settled in favor of investors. Jarrett Dewelde Red Flags & Your Rights As An Investor Of course, Jarrett Dewelde did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jarrett Dewelde at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jarrett Dewelde has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC If you have questions about Equitable Advisors, LLC and/or Jarrett Dewelde and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Gloria Barbier of Equitable Advisors, LLC

DID GLORIA BARBIER CAUSE YOU INVESTMENT LOSSES? Gloria Barbier of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Gloria Barbier of Equitable Advisors, LLC? Gloria Barbier (CRD #5719709) who is currently registered with Equitable Advisors, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Gloria Barbier Customer Complaint Gloria Barbier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Claimant alleges Gloria Barbier made unsuitable recommendations in the sale of three REITs, an equity managed account, and a variable annuity in 2014, and did not adequately disclose the risks attendant to the products. The customer complaint filed against Gloria Barbier’s former employer AXA Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Gloria Barbier Red Flags & Your Rights As An Investor Of course, Gloria Barbier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gloria Barbier at Equitable Advisors, LLC and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Gloria Barbier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC and AXA Advisors Due To Gloria Barbier If you have questions about Equitable Advisors, LLC, AXA Advisors, and/or Gloria Barbier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Edward Spence of Equitable Advisors, LLC

DID EDWARD EARL SPENCE CAUSE YOU INVESTMENT LOSSES? Edward Spence of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Edward Spence of Equitable Advisors, LLC? Edward Spence (CRD #1017971) who is currently registered with Equitable Advisors, LLC and located in Goldsboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Edward Spence Customer Complaint Edward Spence has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges Edward Spence sold her unsuitable real estate securities in her investment plan. Edward Spence’s customer complaint was denied and the customers did not take any further action. Edward Spence Red Flags & Your Rights As An Investor Of course, Edward Spence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Spence at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Spence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Edward Spence If you have questions about Equitable Advisors, LLC and/or Edward Spence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Dervinder Singh of Equitable Advisors

DID DERVINDER SINGH CAUSE YOU INVESTMENT LOSSES? Dervinder Singh of Equitable Advisors Has 3 Customer Complaints for Alleged Broker Misconduct Who is Dervinder Singh of Equitable Advisors? Dervinder Singh (CRD #2146392) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Dervinder Singh Customer Complaints Dervinder Singh has been the subject of 3 customer complaints that we know about. One of Dervinder Singh’s 3 customer complaints was settled in favor of investors. Two of Dervinder Singh’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Dervinder Singh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege Dervinder Singh did not accurately disclose the policy terms of two fixed life insurance products at the time of replacement from two incentive life insurance policies. Clients allege the sale of a variable life insurance policy by Dervinder Singh was not a suitable investment. The client is requesting the firm to rescind the policy and refund premiums paid. Damages unspecified. Plaintiff alleges she did not receive the $100,000 death benefit on her husband’s variable life insurance policy because Dervinder Singh did not reveal or disclose the plaintiff’s medical history on the policy application. Plaintiff further alleges the agent made these misrepresentations in order for the policy to get issued at a premium level and generate a sales commission. Damages are unspecified. The allegations were unsubstantiated and without admitting fault or liability on the part of all parties, this matter was settled. Dervinder Singh Red Flags & Your Rights as An Investor Of course, Dervinder Singh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Dervinder Singh at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Dervinder Singh has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Equitable Advisors Due to Dervinder Singh If you have questions about Equitable Advisors and/or Dervinder Singh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Floyd Ewing of Equitable Advisors

DID FLOYD TALMADGE EWING CAUSE YOU INVESTMENT LOSSES? Floyd Ewing of Equitable Advisors Has A Customer Complaint for Alleged Broker Misconduct Who is Floyd Ewing of Equitable Advisors? Floyd Ewing (CRD #802876) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Floyd Ewing Customer Complaint Floyd Ewing has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleges the variable annuity sold to him is not suitable for his needs. Floyd Ewing’s customer complaint was denied and the customers did not take any further action. Floyd Ewing Red Flags & Your Rights as An Investor Of course, Floyd Ewing did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Floyd Ewing at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Floyd Ewing has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Equitable Advisors Due to Floyd Ewing If you have questions about Equitable Advisors and/or Floyd Ewing and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Arnold Kuhs of Equitable Advisors

DID ARNOLD BRUCE KUHS CAUSE YOU INVESTMENT LOSSES? Arnold Bruce Kuhs of Equitable Advisors Has One Customer Complaint for Alleged Broker Misconduct Who is Arnold B. Kuhs of Equitable Advisors? Arnold Kuhs (CRD #2124932) who is currently registered with Equitable Advisors and located in Waukesha, WI is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Arnold Kuhs was associated with Ameriprise Financial Services and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Equitable Advisors Broker Misconduct In his/her career, Arnold Kuhs has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Arnold Kuhs A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges that RR made unsuitable recommendations to purchase annuities. The claimant also accuses RR of churning her accounts. Arnold Kuhs Red Flags & Your Rights as An Investor Of course, Arnold Kuhs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Arnold Kuhs at Equitable Advisorson alert to review carefully the activity and performance of their accounts and question whether Arnold Kuhs has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Equitable Advisors which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Equitable Advisors If you have questions about Equitable Advisors and/or Arnold Kuhs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Kevin Cook of Equitable Advisors, LLC

DID KEVIN DEAN COOK CAUSE YOU INVESTMENT LOSSES? Kevin Dean Cook with Equitable Advisors, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Kevin D. Cook with Equitable Advisors, LLC? Kevin Cook (CRD #6591894) who is currently registered with Equitable Advisors, LLC and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Equitable Advisors, LLC Broker Misconduct In his career, Kevin Cook has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Kevin Cook’s customer complaints settled in favor of investors.   The other customer complaint filed against Kevin Cook was recently denied by his current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct and the customer has yet to take any action. Allegations Against Kevin Cook A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges that Kevin Cook misrepresented an insurance policy. The client alleges that Kevin Cook made an unsuitable investment recommendation to purchase a variable annuity. Kevin Cook Red Flags & Your Rights as An Investor Of course, Kevin Cook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Cook at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Cook has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Equitable Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Equitable Advisors, LLC If you have questions about Equitable Advisors, LLC and/or Kevin Cook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Philip Smith of Equitable Advisors, LLC

DID PHILIP NORRIS SMITH CAUSE YOU INVESTMENT LOSSES? Philip Norris Smith with Equitable Advisors, LLC Has 5 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Philip N. Smith with Equitable Advisors, LLC? Philip Smith (CRD #2833891) who is currently registered with Equitable Advisors, LLC and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Philip Smith was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Equitable Advisors, LLC Broker Misconduct In his career, Philip Smith has been the subject of 5 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses. One of Philip Smith’s 5 customer complaints was settled in favor of investors. Two of the customer complaints were denied by his former employer, and to date, the customers have not taking any further action. There are currently two pending customer complaints filed against Philip Smith’s current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct. Allegations Against Philip Smith   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleges father purchased a variable annuity based on the income and death benefit guarantees that was misrepresented. Client alleges advisor misrepresented universal life insurance policy premiums. Claimants allege registered representative made unsuitable recommendations to transfer from fixed to variable annuity. Client alleges he was not adequately informed of the terms and benefits of his irrevocable life insurance trust. Philip Smith Red Flags & Your Rights As An Investor Of course, Philip Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Smith at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Philip Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC   If you have questions about Equitable Advisors, LLC and/or Philip Smith and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Kevin Dooley of Equitable Advisors, LLC

DID KEVIN THOMAS DOOLEY CAUSE YOU INVESTMENT LOSSES? Kevin Thomas Dooley With Equitable Advisors, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Kevin T. Dooley with Equitable Advisors, LLC? Kevin Dooley (CRD #2513153) who is currently registered with Equitable Advisors, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Equitable Advisors, LLC, Kevin Dooley was associated with another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Equitable Advisors, LLC Broker Misconduct In his career, Kevin Dooley has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last two years to recover investment losses. One of Kevin Dooley’s 2 customer complaints was denied by his employer, and to date, the customer is not taken any further action. There is currently one pending customer complaint filed against Kevin Dooley’s current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct. Allegations Against Kevin Dooley   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that securities recommended to be purchased by Kevin Dooley in his accounts were illiquid and unsuitable investments. Claimant alleged that Kevin Dooley made unsuitable recommendations to purchase REITs, open an equity managed account, and purchase a variable annuity and that he did not adequately disclose the risks of investing in those products. Kevin Dooley Red Flags & Your Rights as An Investor Of course, Kevin Dooley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Kevin Dooley at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Dooleyhas engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Equitable Advisors, LLC about Kevin Dooley also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Equitable Advisors, LLC If you have questions about Equitable Advisors, LLC and/or Kevin Dooley and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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