DID JEFFREY NEILL GLENN CAUSE YOU INVESTMENT LOSSES?
Jeffrey Neill Glenn with BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years
Who is Jeffrey N. Glenn with BBVA Securities Inc.?
Jeffrey Glenn (CRD #2488650) who is currently registered with BBVA Securities Inc. and located in Kerrville, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to BBVA Securities Inc., Jeffrey Glenn was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
BBVA Securities Inc. Broker Misconduct
In his career, Jeffrey Glenn has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. Three of Jeffrey Glenn’s 4 customer complaints were settled in favor of investors.
Allegations Against Jeffrey Glenn
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Customer alleged that Jeffrey Glenn made an unsuitable recommendation that she invest in an annuity contract, at her age.
- Customer alleged in unauthorized liquidation of her portfolio.
- Customer alleged that there was an unauthorized liquidation of a portfolio in excess of what was authorized to fund the managed account.
- Customer alleged that Jeffrey Glenn made an unsuitable recommendation to invest in an index annuity.
Jeffrey Glenn Red Flags & Your Rights As An Investor
Of course, Jeffrey Glenn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Glenn at BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Glenn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At BBVA Securities Inc.
If you have questions about BBVA Securities Inc. and/or Jeffrey Glenn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.