Florence investors who have suffered financial losses from broker fraud, unsuitable investments, or deceptive financial strategies can pursue recovery through the Law Offices of Robert Wayne Pearce, P.A. We represent clients throughout the Pee Dee region in securities fraud matters involving FINRA arbitration, SEC investigations, and civil lawsuits against broker-dealers and registered investment advisors.

Our firm represents both individual and institutional investors in disputes before the Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA), and in South Carolina state and federal courts. Common case types include misrepresentation, failure to supervise, overconcentration in risky assets, margin trading abuse, and breach of fiduciary duty.

Florence investors—including retirees, small business owners, healthcare professionals, and young families—are often targeted by brokers pushing unsuitable annuities, crypto funds, non-traded REITs, and high-commission structured notes. These financial products may violate FINRA Rule 2111 (suitability) and Rule 3110 (supervision) if improperly recommended or monitored.

The Law Offices of Robert Wayne Pearce, P.A. applies forensic techniques to review trading patterns, disclosure materials, and supervisory controls. We construct legally sound claims using a blend of expert analysis, regulatory violations, and state statutory rights to recover client losses.

How Our Investment Lawers and Can Help You

Our Florence investment fraud lawyers assist clients by investigating misconduct, navigating South Carolina regulations, and seeking recovery through FINRA arbitration or court.

We handle cases involving:

  • Unsuitable Investments: Brokers ignoring client risk profiles, such as elderly investors placed in risky assets.
  • Misrepresentation: False statements, hidden fees, overstated returns, and undisclosed conflicts.
  • Churning: Excessive trading benefiting brokers, not investors.
  • Fiduciary Breaches: Advisors promoting proprietary products or hiding conflicts for personal gain.
  • Overconcentration: Losses from holding more than 20% of assets in a single issuer or sector.
  • Supervisory Failures: Brokerages neglecting oversight, allowing misconduct to occur.
  • Elder Exploitation: Financial abuse of elderly investors through unsuitable advice or fraud.
  • Unregistered Securities: Illegally offered crypto, private placements, or other securities.

Additional fraud cases we handle include 401(k) rollover abuse, mutual fund fraud, bond pricing abuses, unauthorized structured products, Ponzi schemes, and private placement scams, and many others

Contact Our Florence Investment Fraud and Securities Arbitration Attorneys Today

Don’t let investment fraud jeopardize your financial goals and retirement security. Attorney Robert Wayne Pearce is personally available to help you work toward recovering your losses, along with the rest of our experienced legal team.

With over 45 years of experience in securities law, our firm has successfully navigated the complex regulations that govern investments and broker-dealer conduct. We’ve already recovered more than $175 million for our clients nationwide, establishing ourselves as determined advocates for investor rights.

Call our Florence investment and securities fraud lawyers at (800) 732-2889 or fill out our free consultation form to speak with Robert today. There’s no obligation, and we keep all inquiries strictly confidential.

Our securities fraud attorneys also represent investors in nearby communities throughout South Carolina. If you’re located in Charleston, Columbia, Greenville, or other areas across the Palmetto State, our experienced investment fraud lawyers are ready to help you pursue recovery for securities violations and broker misconduct.

Frequently Asked Questions

How much does it cost to hire a Florence investment fraud attorney?

We work on a contingency fee basis for most investment fraud cases, meaning you pay no attorney fees unless we recover money for you. We offer free initial consultations to evaluate your case and explain your legal options without any upfront cost or obligation.

Can I recover my investment losses if my broker or firm is no longer in business?

Yes, you may still have recovery options even if your broker or firm has closed. FINRA member firms are required to maintain insurance and bond coverage. Additionally, there may be successor liability or other sources of recovery. We investigate all potential avenues for compensation in closed firm cases.

What should I do if I suspect investment fraud in my Florence accounts?

Stop making additional investments immediately and gather all documentation related to your accounts and transactions. Contact our office for a free consultation to discuss your situation. Don’t wait, as evidence can disappear and time limits apply to legal claims. We can help you understand your rights and options for recovery.

Written by attorney Robert Wayne Pearce

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