Warwick Investment Fraud and Securities Lawyer
An investment and securities fraud attorney represents victims of financial scams involving stocks, bonds, and other investments. They frequently handle cases of broker misconduct, Ponzi schemes, unauthorized trading, private placement fraud, and insider trading. These attorneys help clients recover losses by filing lawsuits, negotiating settlements, and ensuring compliance with securities regulations.
With over 45 years of experience tackling various types of investment fraud and $175 million recovered for clients, the Warwick investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to assist local investors in pursuing financial recovery.
Whether your case involves unauthorized trading, private placement fraud, churning, Ponzi schemes, or other types of broker misconduct, founder and attorney Robert Pearce is prepared to protect your interests and fight to hold the accountable parties responsible.
Why Our Securities Fraud Law Firm Stands Out
We represent Warwick-based investors, and our legal team has a deep understanding of Rhode Island statutes that govern securities transactions, such as the Rhode Island Uniform Securities Act (R.I. Gen. Laws § 7-11). If you suspect broker misconduct has caused losses in your portfolio, contact us for a no-cost consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Warwick.
From large-scale portfolios to smaller investments that still merit protection, we guide local investors through FINRA arbitration and other legal proceedings to help recover losses in Warwick:
- Cowesett & Potowomut – Known for substantial single-family estates and upper-tier incomes. Investors here may hold diverse, high-value assets, making them prime targets for sophisticated investment scams.
- Governor Francis Farms & Gaspee – These communities often include professionals seeking stable retirement investments. They can be at risk of unauthorized or excessive trading due to heavier reliance on financial advisors.
- Buttonwoods & Conimicut – Moderate to higher-value properties, drawing families and retirees who might be pursuing long-term, conservative portfolios. Unscrupulous brokers could engage in unsuitable recommendations for these investors.
- Apponaug & Cedar Tree Point – Areas seeing gradual growth, including business owners and mid-career professionals. Rapid portfolio expansions can become targets for Ponzi-type schemes or misappropriation of funds.
How an Investment Fraud Lawyer Can Assist You
Since 1980, our firm has passionately served investors in the state. Our attorneys handle a wide range of matters for diverse clients in Rhode Island, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce will walk you through gathering evidence, pursuing FINRA arbitration, and, when needed, initiating legal proceedings. We are knowledgeable about broker-dealer regulations under Rhode Island law and FINRA.
Our Personalized Approach to Your Investment Fraud Claim
Every investment dispute demands a unique strategy. By investigating the specifics of your situation and leveraging our deep knowledge of applicable Rhode Island laws, we tailor a plan to help you seek maximum recovery. Our focus is on safeguarding your financial interests at each step.
Contact the Warwick Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.