Providence Investment Fraud and Securities Lawyer

An investment and securities fraud attorney represents victims of financial scams involving stocks, bonds, and other investments. They handle cases of broker misconduct, insider trading, Ponzi schemes, and market manipulation. These attorneys help clients recover losses by filing lawsuits, negotiating settlements, and ensuring compliance with securities laws.

With over 45 years of experience tackling various types of investment fraud and $175 million recovered for clients, the Providence investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to assist local investors in pursuing financial recovery.

Whether your case involves unauthorized trading, private placement fraud, churning, Ponzi schemes, or any other form of misconduct, founder and attorney Robert Pearce himself is prepared to protect your interests and fight to hold the accountable parties responsible.

Why Choose Our Providence Securities Fraud Law Firm

We represent Providence-based investors and have extensive knowledge of Rhode Island statutes (such as the Rhode Island Uniform Securities Act) and the hurdles that investors may face. If you suspect you’ve been wronged, call us for a no-cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Providence.

From fraud in high-net-worth portfolios to more modest investments that still deserve protection, we can guide you through FINRA arbitration, SEC investigations, and other legal avenues to help recover losses throughout Providence:

• College Hill & Blackstone – Known for prestigious universities and well-established professionals, these neighborhoods often involve significant private equity and venture capital interests, which can heighten the risk of fraudulent offerings or misrepresentation.
• Wayland & Fox Point – Vibrant areas with rising property values and established local businesses, where unauthorized trading or churning can slip under the radar in busy portfolios.
• Elmhurst & Mount Hope – Popular among families and seasoned professionals, these communities frequently rely on trusted financial advisors for long-term growth—potentially making them vulnerable to overconcentration or undue influence.
• Downtown & Federal Hill – Home to diverse commercial investments, including restaurant and hospitality ventures, which can be susceptible to private placement fraud or unregistered securities deals.

How Our Investment Fraud Lawyers Help Secure Financial Recovery

Since 1980, our firm has tirelessly served investors across the state, and our firm handles a wide range of cases for our diverse clientele in Rhode Island, including:

• Fraud and misrepresentation
• Stock market losses
• Ponzi schemes
• Margin call liquidations
• Misappropriation of funds
• Private placement fraud
• Breach of Fiduciary Duty
• Churning
• Selling Away
• Unauthorized trading
• And many others (click here for all case types our firm handles)

Attorney Robert Pearce will guide you through every part of the legal process, from collecting evidence to pursuing FINRA arbitration or taking legal action. We’re well-versed in the complexities of securities fraud matters and FINRA (the Financial Industry Regulatory Authority).

Our Custom-Built Strategy for Your Investment Fraud Claim

We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in-depth understanding of securities regulations, including the Rhode Island Uniform Securities Act, we’re committed to securing the strongest possible outcome for you.

Contact the Providence Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A. Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.