Newport Investment Fraud and Securities Lawyer

An investment and securities fraud attorney focuses on helping clients who have suffered losses due to broker misconduct, insider trading, Ponzi schemes, and market manipulation. By filing lawsuits, negotiating settlements, and ensuring compliance with securities laws, these attorneys strive to help investors recover losses. In Rhode Island, for instance, they may also utilize provisions under the Rhode Island Uniform Securities Act (R.I. Gen. Laws § 7-11-101) to bolster investor protection.

With over 45 years of experience tackling various types of investment fraud and $175 million recovered for clients, the Newport investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to assist local investors in pursuing financial recovery.

Whether your case involves unauthorized trading, private placement fraud, churning, or any other form of serious misconduct, founder and attorney Robert Pearce himself is prepared to protect your interests and hold the responsible parties accountable.

Benefit from Our Extensive Securities Fraud Experience

We represent Newport-based investors and have an in-depth understanding of Rhode Island regulations as well as the unique obstacles investors often face. If you believe you’ve been a victim of fraud, please reach out to us for a complimentary consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Newport.

From fraud involving large, high-net-worth portfolios to more modest investments, we can guide you through FINRA arbitration and other legal channels in an effort to recover losses throughout Newport:

  • Bellevue Avenue & Ocean Drive – Prestigious areas known for historic mansions, often drawing investors with substantial trust funds, which can be targeted by elaborate Ponzi schemes or complex broker misconduct.
  • The Point & Kay/Catherine – Traditional neighborhoods favored by retirees and professionals seeking stable growth. Over-concentration or unauthorized trades can quietly erode their retirement accounts.

Our Investment Fraud Lawyers Are Your Path to Recovery

Since 1980, our firm has been serving investors within the state. We represent a broad range of cases for our clients in Rhode Island, including:

Attorney Robert Pearce will carefully investigate your claim and guide you through every step, from gathering evidence to pursuing FINRA arbitration or other legal proceedings. We’re highly experienced in addressing the complexities of securities fraud matters and FINRA.

We Deliver a Custom Approach for Your Investment Fraud Case

We understand every situation demands a unique plan. Our attorneys take the time to thoroughly examine your circumstances, strategize a tailored approach, and use our broad knowledge of applicable regulations—such as R.I. Gen. Laws § 7-11—to pursue the strongest possible outcome on your behalf.

Contact the Newport Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.