Salisbury Investment and Securities Fraud
An investment and securities fraud attorney helps victims recover losses caused by broker misconduct involving stocks, bonds, and alternative investments. Common claims include unauthorized trading, Ponzi schemes, excessive commissions, and broker negligence. Recovery often involves litigation, FINRA arbitration, and enforcement of North Carolina securities laws, such as the North Carolina Securities Act (N.C.G.S. § 78A).
The Salisbury investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. represent clients throughout Rowan County in claims tied to broker misconduct and fraudulent investment schemes. We handle cases involving churning, selling away, margin abuse, and private placement fraud.
Attorney Robert Pearce is prepared to take action on your behalf using FINRA arbitration and other legal remedies to hold brokers, advisors, and firms accountable. Our firm typically works on a contingency fee basis, but we also offer hourly and alternative arrangements when needed.
Backed by Decades of Experience in Securities Fraud Representation
We represent Salisbury-based investors and bring a deep understanding of the challenges North Carolina investors face. If you believe your advisor acted improperly, call our team for a no-cost case review.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Salisbury and the greater Charlotte area.
We work with clients throughout Salisbury, from retirees to young professionals building wealth, and guide them through legal recovery via FINRA arbitration, litigation, and regulatory action. Here are examples of local areas where financial missteps can affect investors:
- Country Club Hills & Milford Hills – Home to retirees and established professionals managing wealth portfolios that can be vulnerable to excessive trading and unsuitable investment strategies.
- The Crescent – A golf community with high-income households who often depend on financial advisors for estate and portfolio management, where misrepresentation and breach of fiduciary duty may occur.
- Forest Glen – A developing neighborhood with young investors participating in alternative and private investments, where private placements may be sold improperly without sufficient risk disclosure.
- Westcliffe & Eagle Heights – Suburban areas with a strong middle-class investor base that may experience losses from unauthorized trading or misappropriation of funds.
Every investor’s experience is different. We take the time to investigate your losses and develop a custom strategy designed to achieve recovery. Our experience with North Carolina investment laws helps us pursue favorable results for our clients.
Contact the Salisbury Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney tod
Written by attorney Robert Wayne Pearce
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