Rocky Mount Investment and Securities Fraud
The Rocky Mount investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. represent clients harmed by broker misconduct involving stocks, bonds, and alternative investments. Common claims include unauthorized trading, Ponzi schemes, churning, private placement fraud, and breach of fiduciary duty.
Attorney Robert Pearce serves clients in Rocky Mount and across Nash and Edgecombe counties by pursuing recovery through FINRA arbitration, litigation, and by enforcing investor protections under the North Carolina Securities Act (N.C.G.S. § 78A).
If your case involves margin abuse, selling away, misrepresentations, or excessive commissions, the Law Offices of Robert Wayne Pearce, P.A. will take action against responsible parties and guide you through the recovery process.
We typically work on a contingency fee basis but also offer hourly or alternative arrangements if needed.

Legal Guidance for Rocky Mount Investors Facing Fraud
We represent Rocky Mount investors and understand how local investors can face challenges under North Carolina regulations. Contact our firm to discuss your situation in a no-cost consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Rocky Mount and the greater Raleigh area.
Whether you’re dealing with a single fraudulent transaction or losses across a managed portfolio, our firm will represent your interests in recovery efforts including FINRA arbitration and other legal actions throughout Rocky Mount:
- West Haven & Benvenue – Neighborhoods with established professionals and retirees who may be targeted through high-commission or unsuitable products sold by brokers they trust.
- Autumn Ridge & Englewood – Areas where working professionals and upper-middle-class families may rely on financial advisors for long-term growth, making them susceptible to misrepresentation or unauthorized trades.
- Old Carriage Farm & Bunn Farm – Residential zones with larger estates and generational wealth, often involving trust management or estate planning where fiduciary breaches may occur.
- Fairview & Westmount – Mixed-income areas where retirees and aging investors may be at risk for elder-targeted financial exploitation, especially in annuities and alternative investments.
A Tailored Plan for Your Investment Fraud Claim
We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in-depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.
Contact the Rocky Mount Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Written by attorney Robert Wayne Pearce
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