Hickory Investment and Securities Fraud
The Hickory investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. represent clients harmed by broker misconduct involving stocks, bonds, private placements, and alternative investments. Common claims include unauthorized trading, Ponzi schemes, churning, breach of fiduciary duty, and broker negligence.
Attorney Robert Pearce helps investors in Hickory pursue recovery through FINRA arbitration, litigation, and enforcement of the North Carolina Securities Act (N.C.G.S. § 78A). If your case involves unsuitable investments, margin abuse, excessive trading, or misrepresentation, our firm can take legal action against the parties responsible.
We typically work on a contingency fee basis but offer hourly and other arrangements if needed.

Trusted Legal Support for Securities Fraud in Hickory
We represent investors in Hickory and understand the unique financial landscape and legal nuances under North Carolina law. If you suspect financial misconduct, we encourage you to contact our office for a free consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Hickory and the greater Charlotte area.
Our attorneys pursue recovery for investors across Hickory in both high-net-worth and modest portfolios through FINRA arbitration and litigation. Below are some of Hickory’s prominent communities where investors may face heightened risks:
- Rock Barn & Catawba Springs – Golf and country club communities attracting retirees and high-income professionals. These investors are often targeted with complex or illiquid investment schemes.
- Moore’s Ferry – A lakeside neighborhood with established professionals and retirees who often rely on brokers for portfolio management. This can lead to vulnerability to unauthorized trades or negligent financial advice.
- Olivers Crossing – Known for upwardly mobile families and younger investors, often new to wealth management. This demographic may fall victim to high-fee or unsuitable investment products.
- Governor’s Harbour – A developing luxury area with growing investor interest, where alternative investments and private placements may carry higher risk if not properly disclosed.
A Customized Approach to Your Investment Fraud Case
We understand every claim is different. Our attorneys evaluate the facts of your case, identify violations, and tailor a strategy suited to your recovery goals. With our deep understanding of North Carolina’s securities regulations, we strive to get the strongest result possible.
Contact the Hickory Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Written by attorney Robert Wayne Pearce
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