When investment professionals violate their duties to clients, the financial consequences can devastate retirement plans, business ventures, and family security. The Asheville investment fraud attorneys at the Law Offices of Robert Wayne Pearce, P.A. specializes in recovering losses for investors who have experienced securities fraud, unauthorized trading, or unsuitable investment recommendations throughout Western North Carolina.
Under North Carolina’s Securities Act (Chapter 78A), investment professionals must operate with complete transparency and in their clients’ best interests. When brokers fail to disclose material risks, recommend unsuitable investments, or engage in fraudulent schemes, they violate both state law and FINRA regulations. Our Asheville investment fraud law firm leverages these legal protections to pursue maximum compensation for harmed investors through N.C.G.S. § 78A-56 and federal securities law.
From FINRA arbitration proceedings to federal court litigation, we handle complex cases involving churning, selling away, private placement fraud, and breach of fiduciary duty. Our approach combines detailed account analysis with expert testimony to demonstrate how regulatory violations directly caused our clients’ financial losses.
Asheville’s unique investor community—including retirees drawn to the mountains, healthcare professionals building wealth, and entrepreneurs seeking growth opportunities—often becomes the target of sophisticated fraud schemes. Whether facing cryptocurrency investment scams, non-traded REIT misrepresentations, or high-pressure sales tactics for unsuitable products, these investors deserve experienced legal advocacy to recover their losses and hold wrongdoers accountable.
Our investigation process identifies securities violations. Expert witnesses testify about industry standards. Account analysis reveals trading patterns. Damage calculations quantify investor losses. FINRA arbitration provides efficient dispute resolution.
Investment Fraud Recovery Services
Our attorneys handle multiple fraud types:
- Securities fraud causes investor losses
- Ponzi schemes defraud multiple victims
- Margin calls liquidate investor positions
- Fund misappropriation steals client money
- Private placements involve high risks
- Fiduciary breaches violate trust duties
- Churning generates excessive fees
- Selling away circumvents compliance
- Unauthorized trading violates client consent
Attorney Robert Pearce will guide you through every part of the legal process, from collecting evidence to pursuing FINRA arbitration or taking legal action. We’re well-versed in addressing the complexities of securities fraud matters and FINRA (the Financial Industry Regulatory Authority).
Contact the Asheville Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the Asheville investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Frequently Asked Questions
How much do investment fraud attorneys in Asheville charge?
Our firm works on contingency fees. Clients pay nothing upfront. We receive payment from recovered amounts. No recovery means no attorney fees. Initial consultations cost nothing.
What is FINRA arbitration?
FINRA arbitration resolves securities disputes. Arbitrators decide investment cases. The process costs less than court litigation. Arbitration typically concludes faster than lawsuits. Most brokerage agreements require FINRA arbitration.
How long do investment fraud cases take?
FINRA arbitration takes 12-18 months typically. Complex cases require additional time. Evidence gathering affects case duration. Settlement negotiations can expedite resolution. Our attorneys provide timeline estimates.
What damages can investors recover?
Investors recover actual financial losses. Punitive damages apply in fraud cases. Attorney fees are recoverable under North Carolina law. Interest accrues on damage awards. Expert witness costs may be recoverable.