Schenectady Investment and Securities Fraud

An investment and securities fraud attorney helps victims in Schenectady recover losses caused by broker misconduct and financial scams. The Law Offices of Robert Wayne Pearce, P.A. represents clients in Schenectady facing claims involving unauthorized trading, Ponzi schemes, churning, misrepresentation, and breach of fiduciary duty.

Robert Wayne Pearce assists Schenectady investors with pursuing recovery through FINRA arbitration, litigation, and settlement negotiations. Our firm handles cases involving margin call liquidations, private placement fraud, and other forms of investment misconduct. We usually work on a contingency fee basis but also offer hourly and alternative arrangements when needed.

Seasoned Guidance From a Securities Fraud Law Firm You Can Trust

We represent Schenectady‑based investors and have in‑depth knowledge of New York’s investor‑protection statutes, including the Martin Act and Executive Law §63(12). If you believe you’ve been wronged, call us for a no‑cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Schenectady and the greater Albany area.

From fraud in high‑net‑worth portfolios to more modest investments that still deserve protection, we can guide you through FINRA arbitration, SEC investigations, and other legal avenues to help recover losses throughout Schenectady:

  • GE Realty Plot & Union Triangle – Historic enclaves where senior engineers and healthcare executives often hold concentrated stock positions, making them targets for unsuitable investment pitches.
  • The Stockade Historic District & Riverside – Areas favored by professionals with significant retirement accounts; excessive trading and hidden fees can erode these long‑term nests.
  • Niskayuna & Rexford – Suburban neighborhoods with growing biotech and tech wealth, where complex private placements may mask high risk and low transparency.
  • Upper Union Street & Central State Street – Mixed commercial‑residential corridors where small‑business owners rely on brokers for diversification, creating exposure to inappropriate margin use.

A Tailored Plan for Your Investment Fraud Claim

We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.

Contact the Schenectady Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732‑2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.

Written by attorney Robert Wayne Pearce

Schenectady Securities Fraud Lawyer
Stockbroker Fraud Lawyer Serving Schenectady, NY
Investment Loss Attorney Schenectady
Ponzi Scheme Recovery Lawyer Schenectady
FINRA Arbitration Attorney Schenectady