New Rochelle Investment and Securities Fraud
An investment and securities fraud attorney helps victims recover losses from schemes involving stocks, bonds, REITs, options, and other financial products. Common cases include unauthorized trading, misrepresentation, unsuitable recommendations, churning, margin abuse, private placement fraud, and Ponzi-style offerings.
At the Law Offices of Robert Wayne Pearce, P.A., our investment fraud lawyers represent clients in New Rochelle through FINRA arbitration, negotiated settlements, and litigation under New York’s investor protection laws, including the Martin Act and General Business Law § 349.
Founder and attorney Robert Pearce personally oversees each case, helping clients located in New Rochelle pursue claims for unauthorized trades, private placement losses, and broker misconduct. We usually work on a contingency fee basis but also offer hourly and alternative arrangements when needed.

Deep Knowledge of New York Securities Statutes & Local Hurdles
We represent New Rochelle, New York–based investors and have detailed familiarity with New York’s Martin Act, General Business Law § 349, and the unique challenges sophisticated advisors may create. If you suspect misconduct, call us for a no‑cost consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in New Rochelle and the greater Yonkers area.
From disputes involving high‑net‑worth portfolios to more modest retirement accounts, we guide clients through FINRA arbitration and other recovery avenues across New Rochelle’s most prominent enclaves:
- Premium Point – A gated waterfront community of ultra‑high‑net‑worth residents whose portfolios often include concentrated positions and alternative assets, making them vulnerable to complex margin or options strategies gone awry.
- Wykagyl Park – Estate‑style homes clustered around the country club; many households rely on full‑service wealth managers, increasing the risk of excessive trading or unsuitable annuity swaps.
- Davenport Neck – Waterfront estates whose owners are frequently pitched private real‑estate partnerships and marina‑expansion ventures, heightening exposure to private‑placement fraud.
- Paine Heights & Beechmont Woods – Quiet, tree‑lined streets populated by professionals focused on college‑savings plans and municipal bonds—products that can still be misrepresented or misallocated by an unscrupulous adviser.
A Tailored Plan for Your Investment Fraud Claim
Every situation is unique. Our attorneys investigate the details of your claim and craft a strategy designed around your goals. With our command of New York securities regulations, we are committed to securing the strongest possible result.
Contact the New Rochelle Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732‑2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Written by attorney Robert Wayne Pearce
New Rochelle Securities Fraud Lawyer
Stockbroker Fraud Lawyer Serving New Rochelle NY
Ponzi Scheme Attorney New Rochelle
FINRA Arbitration Lawyer New Rochelle
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