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Yuting Cheng Of Northwestern Mutual Investment Services And Formerly With J.P. Morgan Securities And Citigroup Global Markets Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Yuting Cheng of Northwestern Mutual Investment Services?

Yuting Cheng (CRD #5719286) who is currently registered with Northwestern Mutual Investment Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northwestern Mutual Investment Services, Yuting Cheng was associated with J.P. Morgan Securities, Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Yuting Cheng Customer Complaints

Yuting Cheng has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Yuting Cheng’s 2 customer complaints was settled in favor of investors. One of Yuting Cheng’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Yuting Cheng

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Yuting Cheng’s misrepresentation regarding managed account investment.
  • Client alleged she was not advised by Yuting Cheng and unaware that the product she purchased was a business development company, illiquid and that she could lose her principal.

Yuting Cheng Red Flags & Your Rights As An Investor

Of course,Yuting Cheng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yuting Cheng at Northwestern Mutual Investment Services, J.P. Morgan Securities, and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Yuting Cheng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, J.P. Morgan Securities, and Citigroup Global Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Yuting Cheng

If you have questions about Northwestern Mutual Investment Services, J.P. Morgan Securities, Citigroup Global Markets, and/or Yuting Cheng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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