DID WILLIAM RANDALL CAUSE YOU INVESTMENT LOSSES?
William Randall Of Cambridge Investment Research, Inc., Cambridge Investment Research Advisors And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct
Who is William Randall of Cambridge Investment Research, Inc.?
William Randall (CRD #1392233) who is currently registered with Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and located in Rockford, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, William Randall was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
William Randall Customer Complaints
William Randall has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Randall’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by William Randall’s alleged misconduct.
Allegations Against William Randall
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimants alleged that William Randall made unsuitable investments in their accounts.
- Claimants alleged they desired to purchase low-risk investments, but were encouraged to invest in two unsuitable investments, which caused them to sustain damages under theories of breach of fiduciary duty and breach of contract.
William Randall Red Flags & Your Rights As An Investor
Of course, William Randall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Randall at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Randall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. and LPL Financial Due To William Randall
If you have questions about Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, LPL Financial, and/or William Randall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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