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Wenjinn Chang Of Independent Financial Group Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Wenjinn Chang of Independent Financial Group?

Wenjinn Chang (CRD #4536266) who is currently registered with Independent Financial Group and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations.

Wenjinn Chang Customer Complaints

Wenjinn Chang has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Wenjinn Chang’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Independent Financial Group for investment losses caused by Wenjinn Chang’s alleged misconduct.

Allegations Against Wenjinn Chang

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Wenjinn Chang’s alleged over-concentration of non-traded REITs that were not suitable and that resulted in losses.
  • Alleged Wenjinn Chang’s investments were not suitable and that there was an over concentration in risky products.

Wenjinn Chang Red Flags & Your Rights As An Investor

Of course, Wenjinn Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wenjinn Chang at Independent Financial Group on alert to review carefully the activity and performance of their accounts and question whether Wenjinn Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Wenjinn Chang

If you have questions about Independent Financial Group and/or Wenjinn Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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