| Read Time: 2 minutes | Avantax Investment Services Complaints |


Walter Shoczolek Of Avantax Investment Services And Formerly With MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Walter Shoczolek of Avantax Investment Services?

Walter Shoczolek (CRD #4488009) who is currently registered with Avantax Investment Services and located in Cornelius, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Walter Shoczolek was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Walter Shoczolek Customer Complaint

Walter Shoczolek has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she was not informed of the investments made in her account. Walter Shoczolek’s customer complaint was settled in favor of the investors.

Walter Shoczolek Red Flags & Your Rights As An Investor

Of course, Walter Shoczolek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Shoczolek at Avantax Investment Services and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Walter Shoczolek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Walter Shoczolek

If you have questions about Avantax Investment Services, MML Investors Services, and/or Walter Shoczolek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars