DID WALTER HENRY HAUSER CAUSE YOU INVESTMENT LOSSES?
Walter Hauser of Raymond James & Associates Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Walter Hauser of Raymond James & Associates?
Walter Hauser (CRD #717465) who is currently registered with Raymond James & Associates and located in Bexley, Ohio is a subject of one of our many securities industry sales practice abuse investigations.
Walter Hauser Customer Complaints
Walter Hauser has been the subject of 2 customer complaints that we know about. Both of Walter Hauser’s customers’ complaints were denied and the customers did not take any further action.
Allegations Against Walter Hauser
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleges that Walter Hauser’s trades made in his accounts were unauthorized.
- Customer alleged unsuitable investment recommendations by Walter Hauser.
Walter Hauser Red Flags & Your Rights As An Investor
Of course, Walter Hauser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Hauser at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Walter Hauser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Walter Hauser
If you have questions about Raymond James & Associates and/or Walter Hauser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.