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Vincent Montanti Of LPL Financial And Formerly With FSC Securities And Invest Financial Has A Customer Complaint For Alleged Broker Misconduct

Who is Vincent Montanti of LPL Financial?

Vincent Montanti (CRD #5277483) who is currently registered with LPL Financial and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Vincent Montanti was associated with FSC Securities, Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Vincent Montanti Customer Complaint

Vincent Montanti has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were related to the performance of a Direct Participation Program. Vincent Montanti’s customer complaint was settled in favor of the investors.

Vincent Montanti Red Flags & Your Rights As An Investor

Of course, Vincent Montanti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Montanti at LPL Financial, FSC Securities, and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Vincent Montanti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, FSC Securities, and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Vincent Montanti

If you have questions about LPL Financial, FSC Securities, Invest Financial, and/or Vincent Montanti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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