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Victor Lizardi Of Pershing And Formerly With BNY Mellon Capital Markets Has A Customer Complaint For Alleged Broker Misconduct

Who is Victor Lizardi of Pershing?

Victor Lizardi (CRD #2008236) who is currently registered with Pershing and located in Lake Mary, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pershing, Victor Lizardi was associated with BNY Mellon Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Victor Lizardi Customer Complaint

Victor Lizardi has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that recommendations to invest and hold Puerto Rico Closed End Funds and Municipal Bonds was unsuitable and that the account was unsuitably over concentrated with these Puerto Rico investments. She also alleged the risk of investing and concentration of these Puerto Rico investments was misrepresented. Victor Lizardi’s customer complaint was settled in favor of the investors.

Victor Lizardi Red Flags & Your Rights As An Investor

Of course, Victor Lizardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Lizardi at Pershing and BNY Mellon Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Victor Lizardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pershing and BNY Mellon Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Pershing Due To Victor Lizardi

If you have questions about Pershing, BNY Mellon Capital Markets, and/or Victor Lizardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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