| Read Time: 2 minutes |


Troy Tremblay Of Centaurus Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Troy Tremblay of Centaurus Financial?

Troy Tremblay (CRD #4625407) who is currently registered with Centaurus Financial and located in Santa Barbara, California is a subject of one of our many securities industry sales practice abuse investigations.

Troy Tremblay Customer Complaints

Troy Tremblay has been the subject of 2 customer complaints that we know about. Both of Troy Tremblay’s customer complaints were settled in favor of investors.

Allegations Against Troy Tremblay

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Alleged breach of fiduciary duty, violation of California’s Securities Act, common law fraud, breach of contract, misrepresentations and omissions by Troy Tremblay.
  • Unsuitable investment recommendations and misrepresentation by Troy Tremblay.

Troy Tremblay Red Flags & Your Rights As An Investor

Of course, Troy Tremblay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Tremblay at Centaurus Financial on alert to review carefully the activity and performance of their accounts and question whether Troy Tremblay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Centaurus Financial Due To Troy Tremblay

If you have questions about Centaurus Financial and/or Troy Tremblay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars