| Read Time: 2 minutes |

DID TIM RIDLEY CAUSE YOU INVESTMENT LOSSES?

Tim Ridley Of Wells Fargo Clearing Services, LLC Has One Customer Complaint For Alleged Broker Misconduct

Who is Tim Ridley of Wells Fargo Clearing Services, LLC?

Tim Ridley (CRD #2609937) who is currently registered with Wells Fargo Clearing Services, LLC and located in Edmond, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.

Tim Ridley Customer Complaint

Tim Ridley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Tim Ridley did not do enough due diligence for now defaulted bonds to determine that the bonds he recommended were for issuers of which he specifically does not invest. Tim Ridley’s customer complaint was settled in favor of investors.

Tim Ridley Red Flags & Your Rights As An Investor

Of course, Tim Ridley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tim Ridley at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tim Ridley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Tim Ridley

If you have questions about Wells Fargo Clearing Services, LLC and/or Tim Ridley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...