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Tim Chen Of M.S. Howells & Co., Anchor Wealth Management And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct

Who is Tim Chen of M.S. Howells & Co.?

Tim Chen (CRD #4719484) who is currently registered with M.S. Howells & Co., Anchor Wealth Management and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to M.S. Howells & Co. and Anchor Wealth Management, Tim Chen was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Tim Chen Customer Complaint

Tim Chen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that Mr. Chen performed unauthorized trades. Tim Chen’s customer complaint was denied and, to date, the customer has not taken any further action.

Tim Chen Red Flags & Your Rights As An Investor

Of course, Tim Chen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tim Chen at M.S. Howells & Co., Anchor Wealth Management, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Tim Chen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M.S. Howells & Co., Anchor Wealth Management, and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At M.S. Howells & Co. Due To Tim Chen

If you have questions about M.S. Howells & Co., Anchor Wealth Management, LPL Financial, and/or Tim Chen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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