DID THOMAS EDWARD JANDT CAUSE YOU INVESTMENT LOSSES?
Thomas Jandt Of WestPark Capital And Formerly With Newport Coast Securities And Newport Coast Asset Management Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Thomas Jandt of WestPark Capital?
Thomas Jandt (CRD #2332028) who is currently registered with WestPark Capital and located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to WestPark Capital, Thomas Jandt was associated with Newport Coast Securities, Newport Coast Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Thomas Jandt Customer Complaints
Thomas Jandt has been the subject of 2 customer complaints that we know about. Both of Thomas Jandt’s customer complaints were settled in favor of the investors. Both clients complained about Thomas Jandt’s alleged misrepresentation, churning, violation of the suitability rule, and breach of fiduciary duty.
Thomas Jandt Red Flags & Your Rights As An Investor
Of course, Thomas Jandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Jandt at WestPark Capital, Newport Coast Securities, and Newport Coast Asset Management on alert to review carefully the activity and performance of their accounts and question whether Thomas Jandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at WestPark Capital, Newport Coast Securities, and Newport Coast Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At WestPark Capital Due To Thomas Jandt
If you have questions about WestPark Capital, Newport Coast Securities, Newport Coast Asset Management, and/or Thomas Jandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.