DID THOMAS JAMES FINNEGAN CAUSE YOU INVESTMENT LOSSES?
Thomas Finnegan of American Portfolios Financial Services, Inc. Has One Customer Complaint For Alleged Broker Misconduct
Who is Thomas Finnegan of American Portfolios Financial Services, Inc.?
Thomas Finnegan (CRD #1004425) who is currently registered with American Portfolios Financial Services, Inc. and American Portfolios Advisors and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.
Thomas Finnegan Customer Complaint
Thomas Finnegan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the claimant alleges breach of fiduciary duty and negligent supervision. The customer complaint filed against Thomas Finnegan’s current employer American Portfolios Financial Services, Inc. and American Portfolios Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report.
Thomas Finnegan Red Flags & Your Rights As An Investor
Of course, Thomas Finnegan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Finnegan at American Portfolios Financial Services, Inc. and American Portfolios Advisors on alert to review carefully the activity and performance of their accounts and question whether Thomas Finnegan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and American Portfolios Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Thomas Finnegan
If you have questions about American Portfolios Financial Services, Inc., American Portfolios Advisors, and/or Thomas Finnegan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.