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Thomas Dilello Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Dilello formerly with LPL Financial LLC?

Thomas Dilello (CRD #1296934) who was formerly registered with LPL Financial LLC and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Thomas Dilello was also the subject of a FINRA investigation for failure to comply with a settlement agreement and/or satisfactorily respond to a FINRA request to provide information concerning the status of his compliance with that agreement. As a result, he was suspended and all capacities from association with any member firm.

Thomas Dilello Customer Complaints

Thomas Dilello has been the subject of 3 customer complaints that we know about. One of Thomas Dilello’s 3 customer complaints was settled in favor of investors. One of Thomas Dilello’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against SunTrust Investment Services for investment losses caused by Thomas Dilello’s alleged misconduct.

Allegations Against Thomas Dilello

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client claims Thomas Dilello allegedly committed fraud and took funds from account.
  • Clients alleged that Thomas Dilello misrepresented facts regarding the Hartford variable annuities they purchased.
  • The client says he thought he was buying tax-free bonds when in fact he was buying a mutual fund recommended by Thomas Dilello.

Thomas Dilello Red Flags & Your Rights As An Investor

Of course, Thomas Dilello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Dilello at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Dilello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Thomas Dilello

If you have questions about LPL Financial and/or Thomas Dilello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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