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Sheila Bateman Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Sheila Bateman of Ameriprise Financial Services?

Sheila Bateman (CRD #4511387) who is currently registered with Ameriprise Financial Services and located in Chesapeake, Virginia is a subject of one of our many securities industry sales practice abuse investigations.

Sheila Bateman Customer Complaints

Sheila Bateman has been the subject of 2 customer complaints that we know about. One of Sheila Bateman’s 2 customer complaints was settled in favor of investors. One of Sheila Bateman’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Sheila Bateman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients alleged Sheila Bateman recommended inappropriate investments, recommended inappropriate variable life and annuity replacements to generate commissions, made unauthorized transactions, and did not disclose product provisions.
  • The clients alleged Sheila Bateman misrepresented four annuity sales stating the advisor told them that the annuities could not lose their original investment values and did not meet their need for eliminating annual tax liabilities.

Sheila Bateman Red Flags & Your Rights As An Investor

Of course, Sheila Bateman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheila Bateman at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Sheila Bateman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Sheila Bateman

If you have questions about Ameriprise Financial Services and/or Sheila Bateman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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