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Shawn Layton Of LPL Financial And Formerly With Securities America And Securities America Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Shawn Layton of LPL Financial?

Shawn Layton (CRD #5893472) who is currently registered with LPL Financial and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Shawn Layton was associated with Securities America, Securities America Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Shawn Layton Customer Complaint

Shawn Layton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a failed 1031 exchange, recommended by their representative, Shawn Layton caused them to incur IRS tax consequences and that it also affected their monthly social security benefits. Shawn Layton’s customer complaint was denied and, to date, the customers have not taken any further action.

Shawn Layton Red Flags & Your Rights As An Investor

Of course, Shawn Layton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Layton at LPL Financial, Securities America, and Securities America Advisors on alert to review carefully the activity and performance of their accounts and question whether Shawn Layton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Securities America, and Securities America Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Shawn Layton

If you have questions about LPL Financial, Securities America, Securities America Advisors, and/or Shawn Layton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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