| Read Time: 2 minutes | LPL Financial Complaints |

DID SHAWN PATRICK GORMLEY CAUSE YOU INVESTMENT LOSSES?

Shawn Gormley Of LPL Financial And Formerly With TD Ameritrade And TD Ameritrade Investment Management Has A Customer Complaint For Alleged Broker Misconduct

Who is Shawn Gormley of LPL Financial?

Shawn Gormley (CRD #2629197) who is currently registered with LPL Financial and located in Honolulu, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Shawn Gormley was associated with TD Ameritrade, TD Ameritrade Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Shawn Gormley Customer Complaint

Shawn Gormley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative misrepresented the index annuity that she purchased and interest rate she would receive. Shawn Gormley’s customer complaint was denied and, to date, the customer has not taken any further action.

Shawn Gormley Red Flags & Your Rights As An Investor

Of course, Shawn Gormley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Gormley at LPL Financial, TD Ameritrade, and TD Ameritrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Shawn Gormley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, TD Ameritrade, and TD Ameritrade Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Shawn Gormley

If you have questions about LPL Financial, TD Ameritrade, TD Ameritrade Investment Management, and/or Shawn Gormley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...