| Read Time: < 1 minute | Wedbush Securities Complaints |


Scott Smallman Of Wedbush Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Scott Smallman of Wedbush Securities?

Scott Smallman (CRD #1022862) who is currently registered with Wedbush Securities and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Scott Smallman Customer Complaint

Scott Smallman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading and poor performance to their investments. Scott Smallman’s customer complaint was denied and, to date, the customer has not taken any further action.

Scott Smallman Red Flags & Your Rights As An Investor

Of course, Scott Smallman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Smallman at Wedbush Securities on alert to review carefully the activity and performance of their accounts and question whether Scott Smallman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Scott Smallman

If you have questions about Wedbush Securities and/or Scott Smallman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars