DID SCOTT PUGAN CAUSE YOU INVESTMENT LOSSES?
Scott Pugan Of Wells Fargo Clearing Services, LLC Has One Customer Complaint For Alleged Broker Misconduct
Who is Scott Pugan of Wells Fargo Clearing Services, LLC?
Scott Pugan (CRD #1739836) who is currently registered with Wells Fargo Clearing Services, LLC and located in Trinity, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Scott Pugan Customer Complaint
Scott Pugan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the financial advisor misled him with regard to a Puerto Rico bond purchase, which resulted in losses. Scott Pugan’s customer complaint was denied and, to date, the customer has not taken any further action.
Scott Pugan Red Flags & Your Rights As An Investor
Of course, Scott Pugan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Pugan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Pugan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Scott Pugan
If you have questions about Wells Fargo Clearing Services, LLC and/or Scott Pugan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.