DID SCOTT OFFERMAN CAUSE YOU INVESTMENT LOSSES?
Scott Offerman Of TCFG Wealth Management, LLC And Formerly With Nextrend Securities, Inc. and Sandlapper Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct
Scott Offerman Customer Complaint
Scott Offerman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, violation of FINRA/NYSE/SEC rules and regulations, negligence, violation of New York consumer protection statute, and unjust enrichment. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending against Concorde Investment Services for Scott Offerman’s alleged misconduct.