DID SCOTT ROGER MARTIN CAUSE YOU INVESTMENT LOSSES?
Scott Martin Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Scott Martin of MML Investors Services?
Scott Martin (CRD #5729500) who is currently registered with MML Investors Services and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Scott Martin was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Scott Martin Customer Complaint
Scott Martin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were at the recommendation of Scott Martin, he purchased a variable annuity instead of a CD because he was advised that the variable would generate 6% returns. He further alleged that he surrendered his life insurance policy and invested the proceeds in a second variable annuity because he was advised that this variable annuity had a life insurance component. He alleged that he has since learned that these variable annuities were misrepresented. The customer complaint filed against Scott Martin’s current employer MML Investors Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Scott Martin Red Flags & Your Rights As An Investor
Of course, Scott Martin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Martin at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Scott Martin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services Due To Scott Martin
If you have questions about MML Investors Services, MSI Financial Services, and/or Scott Martin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.