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DID SARA BLATT COLLINS CAUSE YOU INVESTMENT LOSSES?

Sara Collins Of Transamerica Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Sara Collins of Transamerica Financial Advisors, Inc.?

Sara Collins

Sara Collins (CRD #2921061) who is currently registered as a broker and investment adviser with Transamerica Financial Advisors, Inc. and located in Pasadena, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Transamerica Financial Advisors, Inc., Sara Collins was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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Sara Collins Customer Complaints

Sara Collins has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were denied by Sara Collins’ employers and, to date, the investors have not taken any further action. There is currently one customer complaint still pending against her former employer for her alleged misconduct.

Allegations Against Sara Collins

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of a variable universal life insurance policy.
  • Failure to follow customer’s instructions to sell mutual fund investments.
  • Misrepresentation regarding the product that was sold. Investments in the managed accounts were not suitable in light of the customer’s risk profile.

Sara Collins Red Flags & Your Rights As An Investor

Of course, Sara Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sara Collins at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sara Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Sara Collins

If you have questions about Transamerica Financial Advisors, Inc. and/or Sara Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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