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Samuel Sloane Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

Who is Samuel Sloane formerly with Morgan Stanley?

Samuel Sloane (CRD #2318085) who was formerly registered with Morgan Stanley and located in Ft. Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Samuel Sloane was also the subject of a FINRA investigation into whether he converted a customer’s trust assets while serving as a trustee.  According to FINRA, Samuel Sloane refused to cooperate with the investigation and provide any documents or information requested by FINRA.  As a result, he was permanently barred from any further association with any member firm in any capacity.

Samuel Sloane Customer Complaint

Samuel Sloane has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant, the beneficiary of a trust, alleged that the FA, while serving as trustee, took assets from a trust, through withdrawals and fees. Samuel Sloane’s customer complaint was denied and, to date, the customer has not taken any further action.

Samuel Sloane Red Flags & Your Rights As An Investor

Of course, Samuel Sloane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Sloane at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Samuel Sloane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Samuel Sloane

If you have questions about Morgan Stanley and/or Samuel Sloane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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